Brendan J. Keating - 26 Nov 2021 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role
Director
Signature
/s/ Brendan J. Keating
Issuer symbol
NICK
Transactions as of
26 Nov 2021
Transactions value $
$13,200
Form type
4
Filing time
26 Nov 2021, 13:01:37 UTC
Previous filing
19 Nov 2021
Next filing
29 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NICK common Purchase $13.2K +1.1K +6.76% $12.00 17.4K 26 Nov 2021 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.