Brendan J. Keating - Nov 16, 2021 Form 4 Insider Report for NICHOLAS FINANCIAL INC (NICK)

Role: Director
Signature: /s/ Brendan J. Keating
Stock symbol: NICK
Transactions as of: Nov 16, 2021
Transactions value $: $84,080
Form type: 4
Date filed: 11/18/2021, 01:46 PM
Previous filing: Nov 16, 2021
Next filing: Nov 18, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NICK	common	Purchase	$48.2K	+4K	+71.02%	$12.05	9.63K	Nov 16, 2021	Direct	F1
transaction	NICK	common	Purchase	$35.9K	+3K	+31.15%	$11.96	12.6K	Nov 17, 2021	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.00, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Content

The shares are held in a 401(k) account for the benefit of Mr. Keating. Mr. Keating could be deemed to have indirect beneficial ownership of the shares.

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.90 to $12.00, inclusive. The reporting person undertakes to provide to Nicholas Financial Inc., any security holder of Nicholas Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.