Jerrold B. Harris - 19 Mar 2024 Form 4 Insider Report for BlackRock Capital Investment Corp

Role
Director
Signature
/s/ Laurence D. Paredes as Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
19 Mar 2024
Net transactions value
$0
Form type
4
Filing time
20 Mar 2024, 14:23:59 UTC
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BKCC Common Stock Disposed to Issuer -150,061 -100% 0 18 Mar 2024 Direct F1, F2
transaction BKCC Common Stock Disposed to Issuer -43,868 -100% 0 18 Mar 2024 By Jerrold B. Harris Trust, U/A 4/30/2001 F1, F2, F3
transaction BKCC Common Stock Disposed to Issuer -4,358 -100% 0 18 Mar 2024 By Jerrold B. Harris IRA F1, F2, F4
transaction BKCC Common Stock Disposed to Issuer -22,857 -100% 0 18 Mar 2024 By Jerrold Harris 2012 Trust F1, F2, F5
transaction BKCC Common Stock Disposed to Issuer -50,469 -100% 0 18 Mar 2024 By Bobette J. Harris Trust, U/A 4/30/2001 F1, F2, F6
transaction BKCC Common Stock Disposed to Issuer -16,365 -100% 0 18 Mar 2024 By Bobette Harris 2012 Trust F1, F2, F7
transaction BKCC Common Stock Disposed to Issuer -12,166 -100% 0 18 Mar 2024 By 1999 Harris Intervivos Trust, U/A 4/30/2001 F1, F2, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Jerrold B. Harris is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 On March 18, 2024, Blackrock TCP Capital Corp. ("TCPC") acquired BlackRock Capital Investment Corporation (the "Issuer") pursuant to an Amended and Restated Agreement and Plan of Merger, dated as of January 10, 2024, entered into by and among the TCPC, the Issuer, BCIC Merger Sub, LLC an indirect wholly-owned subsidiary of TCPC ("Merger Sub"), and, solely for limited purposes, BlackRock Capital Investment Advisors, LLC ("BCIA") and Tennenbaum Capital Partners, LLC, a wholly owned subsidiary of BCIA. In accordance with the Merger Agreement, Issuer merged with and into Merger Sub, with Merger Sub surviving such merger as an indirect wholly-owned subsidiary of TCPC (the "Merger").
F2 At the effective time of the Merger, each outstanding share of the Issuer common stock (other than certain excluded shares) automatically converted into the right to receive 115,075 validly issued, fully-paid and nonassessable shares of TCPC common stock.
F3 The Reporting Person has a pecuniary interest in Jerrold B. Harris Trust, U/A 4/30/2001.
F4 The Reporting Person has a pecuniary interest in Jerrold B. Harris IRA.
F5 The Reporting Person has a pecuniary interest in Jerrold Harris 2012 Trust.
F6 The Reporting Person has a pecuniary interest in Bobette J. Harris Trust, U/A 4/30/2001.
F7 The Reporting Person has a pecuniary interest in Bobette Harris 2012 Trust.
F8 The Reporting Person has a pecuniary interest in 1999 Harris Intervivos Trust, U/A 8/12/1999.