S. Matthew Schultz - Sep 4, 2025 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Role
CEO, Executive Chairman, Director
Signature
/s/ S. Matthew Schultz
Issuer symbol
CLSK
Transactions as of
Sep 4, 2025
Transactions value $
$0
Form type
4
Date filed
9/8/2025, 07:16 PM
Previous filing
Aug 14, 2025
Next filing
Sep 9, 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schultz S. Matthew CEO, Executive Chairman, Director 10624 S. EASTERN AVE., SUITE A-638, HENDERSON /s/ S. Matthew Schultz 2025-09-08 0001625587

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CLSK Common Stock 1.84M Sep 4, 2025 Direct
holding CLSK Common Stock 480K Sep 4, 2025 By S M Schultz Irrevocable Trust
holding CLSK Common Stock 41K Sep 4, 2025 By Spouse
holding CLSK Series A Preferred 500K Sep 4, 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Units Award $0 +628K $0.00 628K Sep 4, 2025 Common Stock 628K $0.00 Direct F4
transaction CLSK Restricted Stock Units Award $0 +1.73M $0.00 1.73M Sep 4, 2025 Common Stock 1.73M $0.00 Direct F5
transaction CLSK Restricted Stock Units Award $0 +1.73M $0.00 1.73M Sep 4, 2025 Common Stock 1.73M $0.00 Direct F4
holding CLSK Employee Stock Options (Right to Buy) 400K Sep 4, 2025 Common Stock 400K $23.00 Direct F1
holding CLSK Restricted Stock Units 405K Sep 4, 2025 Common Stock 405K $0.00 Direct F2
holding CLSK Restricted Stock Units 185K Sep 4, 2025 Common Stock 185K $0.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
F2 These RSUs vest on September 12, 2025.
F3 These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
F4 These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F5 These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.