S. Matthew Schultz - 04 Sep 2025 Form 4 Insider Report for CLEANSPARK, INC. (CLSK)

Signature
/s/ S. Matthew Schultz
Issuer symbol
CLSK
Transactions as of
04 Sep 2025
Net transactions value
$0
Form type
4
Filing time
08 Sep 2025, 19:16:50 UTC
Previous filing
14 Aug 2025
Next filing
09 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Schultz S. Matthew CEO, Executive Chairman, Director 10624 S. EASTERN AVE., SUITE A-638, HENDERSON /s/ S. Matthew Schultz 08 Sep 2025 0001625587

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CLSK Common Stock 1,842,268 04 Sep 2025 Direct
holding CLSK Common Stock 480,000 04 Sep 2025 By S M Schultz Irrevocable Trust
holding CLSK Common Stock 40,996 04 Sep 2025 By Spouse
holding CLSK Series A Preferred 500,000 04 Sep 2025 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLSK Restricted Stock Units Award $0 +627,753 $0.000000 627,753 04 Sep 2025 Common Stock 627,753 $0.000000 Direct F4
transaction CLSK Restricted Stock Units Award $0 +1,729,000 $0.000000 1,729,000 04 Sep 2025 Common Stock 1,729,000 $0.000000 Direct F5
transaction CLSK Restricted Stock Units Award $0 +1,729,000 $0.000000 1,729,000 04 Sep 2025 Common Stock 1,729,000 $0.000000 Direct F4
holding CLSK Employee Stock Options (Right to Buy) 400,000 04 Sep 2025 Common Stock 400,000 $23.00 Direct F1
holding CLSK Restricted Stock Units 405,000 04 Sep 2025 Common Stock 405,000 $0.000000 Direct F2
holding CLSK Restricted Stock Units 184,722 04 Sep 2025 Common Stock 184,722 $0.000000 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These Options were granted on April 16, 2021 and vested in equal monthly installments over 36 months.
F2 These RSUs vest on September 12, 2025.
F3 These RSUs vest in equal quarterly installments on December 3, 2025, February 13, 2026, May 13, 2026, August 13, 2026, December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027 and December 3, 2027.
F4 These RSUs vest in equal annual installments over three years on September 4, 2026, September 4, 2027, and September 4, 2028.
F5 These RSUs vest 25% on September 9, 2025; the remaining 75% vests in equal semiannual installments over three years on February 13, 2026, September 4, 2026, February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.