David Portnoy - 02 Sep 2025 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
02 Sep 2025
Net transactions value
$0
Form type
4
Filing time
02 Sep 2025, 17:18:17 UTC
Previous filing
27 Aug 2025
Next filing
10 Sep 2025

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
PORTNOY DAVID Chairman, Co-CEO, Director, 10%+ Owner 700 BROOKER CREEK BLVD, SUITE 1800, OLDSMAR /s/ David Portnoy 02 Sep 2025 0001315416

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CCEL Common Stock Other $0 -15,611 -100% $0.000000 0 02 Sep 2025 As Custodian for Daughter F4
holding CCEL Common Stock 804,742 02 Sep 2025 Direct
holding CCEL Common Stock 164,182 02 Sep 2025 By 401K
holding CCEL Common Stock 247,757 02 Sep 2025 By IRA
holding CCEL Common Stock 102,586 02 Sep 2025 By Spouse
holding CCEL Common Stock 59,027 02 Sep 2025 By LLC F1
holding CCEL Common Stock 55,219 02 Sep 2025 By Corporation F2
holding CCEL Common Stock 11,352 02 Sep 2025 As Custodian for son
holding CCEL Common Stock 11,242 02 Sep 2025 As Custodian for son
holding CCEL Common Stock 10,783 02 Sep 2025 As Custodian for son
holding CCEL Common Stock 15,611 02 Sep 2025 As Custodian for daughter
holding CCEL Common Stock 152,882 02 Sep 2025 By Corporation F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CCEL Stock Option 26,243 02 Sep 2025 Common stock 26,243 $7.53 Direct
holding CCEL Stock Option 23,636 02 Sep 2025 Common Stock 23,636 $7.28 Direct
holding CCEL Stock Option 280,000 02 Sep 2025 Common Stock 280,000 $12.27 Direct F5
holding CCEL Stock Option 50,000 02 Sep 2025 Common Stock 50,000 $4.77 Direct F6
holding CCEL Stock Option 50,000 02 Sep 2025 Common Stock 50,000 $4.30 Direct
holding CCEL Stock Option 50,000 02 Sep 2025 Common Stock 50,000 $6.47 Direct F7
holding CCEL Stock Option 50,000 02 Sep 2025 Common Stock 50,000 $8.08 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.
F4 Child reached age of majority and reporting person no longer has beneficial ownership.
F5 Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F6 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F7 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F8 Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.