Mitchell B. Goldsteen - 31 Jul 2025 Form 4 Insider Report for Shimmick Corp (SHIM)

Role
Director, 10%+ Owner
Signature
/s/ John Carpenter, Power of Attorney for Mitchell B. Goldsteen
Issuer symbol
SHIM
Transactions as of
31 Jul 2025
Net transactions value
-$5,654
Form type
4
Filing time
01 Aug 2025, 16:35:39 UTC
Previous filing
30 Jul 2025
Next filing
06 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Goldsteen Mitchell B. Director, 10%+ Owner C/O SHIMMICK CORPORATION, 530 TECHNOLOGY DRIVE, SUITE 300, IRVINE /s/ John Carpenter, Power of Attorney for Mitchell B. Goldsteen 01 Aug 2025 0001997607

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SHIM Common Stock, par value $0.01 per share Sale $1,790 -1,000 -0% $1.79 21,222,149 31 Jul 2025 By GOHO, LLC F1, F2, F3
transaction SHIM Common Stock, par value $0.01 per share Sale $3,864 -2,300 -0.01% $1.68 21,219,849 01 Aug 2025 By GOHO, LLC F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 20, 2024.
F2 The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.70 to $1.85, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
F3 The reporting person owns the securities indirectly through GOHO, LLC, of which Mr. Goldsteen is the sole managing member. Mr. Goldsteen disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein.
F4 The price reported in column 4 is a weighted average price. The shares were acquired in multiple transactions at prices ranging from $1.64 to $1.73, inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.