Michael Cordonnier - 22 Jul 2025 Form 3 Insider Report for CARLSMED, INC.

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
22 Jul 2025, 17:31:25 UTC
Next SEC filing
30 Jan 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Michael Cordonnier

Key filing fact

Michael Cordonnier filed Form 3 for CARLSMED, INC. on 22 Jul 2025.

Key facts

  • This page summarizes Michael Cordonnier's Form 3 filing for CARLSMED, INC..
  • 0 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 22 Jul 2025, 17:31.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reporting Owners (1)

CIK 0002077087 Primary reporting owner

Cordonnier Michael

Relationship
CEO, President, Director
Address
C/O CARLSMED, INC., 1800 ASTON AVE., SUITE 100, CARLSBAD
Signature
/s/ Michael Cordonnier
Signature date
22 Jul 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CARL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,235,718
Date
22 Jul 2025
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CARL holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
22 Jul 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,612
Exercise price
Footnotes
F2
CARL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
22 Jul 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
358,422
Exercise price
$0.3300
Footnotes
F3, F5
CARL holding Derivative

Stock Option (Right to Buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
22 Jul 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
224,956
Exercise price
$4.35
Footnotes
F4, F5
CARL holding Derivative

Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
22 Jul 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
112,478
Exercise price
Footnotes
F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

These shares of common stock are reported after giving effect to the 1-for-5.58 reverse split of the Issuer's common and preferred stock effected on July 10, 2025 (the "Reverse Split").

Footnote F2

Includes 3,612 shares of Series B Preferred Stock issued to the Reporting Person on April 18, 2022. Each share of Series B Preferred Stock is convertible into one share of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering. These shares are reported after giving effect to the Reverse Split and on an as-converted 1-to-1 basis and have no expiration date.

Footnote F3

Includes 358,422 vested stock options convertible into approximately 358,422 shares of the Issuer's common stock. These options are reported after giving effect to the Reverse Split and became fully vested on December 15, 2024.

Footnote F4

Includes 224,956 unvested stock options convertible into approximately 224,956 shares of the Issuer's common stock which began to vest on December 15, 2024, subject to a one-year cliff, and will be fully vested on December 15, 2028. These options are reported after giving effect to the Reverse Split.

Footnote F5

The exercise price has been adjusted to reflect the Reverse Split.

Footnote F6

Includes 112,478 unvested restricted stock units convertible into approximately 112,478 shares of the Issuer's common stock that are subject to milestone and performance-based vesting. These restricted stock units are reported after giving effect to the Reverse Split.

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