| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Lamothe Jeffrey G. | EVP, COO | 2401 4TH AVENUE, SUITE 1050, SEATTLE | /s/ SoYoung Kwon, Attorney-In-Fact | 21 Jul 2025 | 0001679967 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APVO | Common Stock (post-reverse split May ACTIVE) | Options Exercise | +5 | +500% | 6 | 17 Jul 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | APVO | Restricted Stock Unit | Options Exercise | $0 | -5 | -29% | $0.000000 | 12 | 17 Jul 2025 | Common Stock | 17 | Direct | F1, F2 |
| Id | Content |
|---|---|
| F1 | Restricted Stock Units ("RSUs") convert into common stock, $0.001 par value per share, of the Issuer on a one-for-one basis. |
| F2 | On July 17, 2024, the reporting person was granted 12,825 (17 post-splits) RSUs, vesting in three approximately equal annual installments beginning on July 17, 2025. |