| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| MANCHESTER KEITH S | Director | C/O ROIVANT SCIENCES LTD., 7TH FLOOR, 50 BROADWAY, LONDON, UNITED KINGDOM | /s/ Keith Manchester | 2025-06-27 | 0001244828 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ROIV | Common Shares | Other | $0 | -6.21M | -42.37% | $0.00 | 8.44M | Jun 25, 2025 | Held by QVT Deferred Compensation Holdings Ltd | F1, F2 |
| transaction | ROIV | Common Shares | Other | $0 | -3.18M | -14.1% | $0.00 | 19.3M | Jun 25, 2025 | Held by QVT Financial Investment Cayman Ltd. | F1, F2 |
| transaction | ROIV | Common Shares | Other | $0 | -6.84M | -100% | $0.00 | 0 | Jun 25, 2025 | Held by QVT Roiv Hldgs Onshore Ltd. | F1, F2 |
| transaction | ROIV | Common Shares | Other | $0 | -1.17M | -42.37% | $0.00 | 1.59M | Jun 25, 2025 | Held by QVT P&E Roiv Hldgs Ltd. | F1, F2 |
| holding | ROIV | Common Shares | 1.93M | Jun 25, 2025 | Direct | F3 |
| Id | Content |
|---|---|
| F1 | On June 25, 2025, each of QVT Roiv Hldgs Onshore Ltd. (together, "QVT Roiv"), QVT P&E Roiv Hldgs Ltd. ("QVT P&E"), QVT Deferred Compensation Holdings Ltd ("QVT DCH") and QVT Financial Investment Cayman Ltd. ("QVT FIC") made an in-kind distribution on a pro rata basis, for no consideration. One of the investors in QVT Roiv Hldgs Offshore Ltd., a related fund, contributed its pro rata portion distribution to QVT FIC in order to facilitate the winding down of QVT Roiv Hldgs Offshore Ltd. QVT FIC has no pecuniary interest in such shares. |
| F2 | The reporting person is a shareholder of each of QVT Roiv, QVT DCH, QVT P&E and QVT QVT FIC (the "QVT Entities") but does not have any voting or investment control over the QVT Entities. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these Common Shares in this report shall not be deemed an admission of beneficial ownership of all of the reported Common Shares for purposes of Section 16 or for any other purpose. |
| F3 | Includes shares reporting person received as part of the distribution described in (1) above which is exempted under Rule 16a-9 and/or Rule 16a-13 as a change in form of beneficial ownership and (i) an annual award of restricted stock units with respect to Common Shares ("RSUs") granted pursuant to the Company's 2021 Equity Incentive Plan and the Company's Non-Employee Director Compensation Policy (the "Equity Plan"), which vested on September 12, 2024 and (ii) an annual award of restricted stock units with respect to RSU granted pursuant to the Equity Plan, which is scheduled to vest 100% on September 10, 2025, subject generally to the reporting person's continuous service through such date. |