-
Signature
-
/s/ Hunter Murdock
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Issuer symbol
-
AXSM
-
Transactions as of
-
20 Jun 2025
-
Net transactions value
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-$966,443
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Form type
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4
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Filing time
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23 Jun 2025, 19:42:47 UTC
Reporting Owners (1)
| Name |
Relationship |
Address |
Signature |
Signature date |
CIK |
| Murdock Hunter R. |
General Counsel |
C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK |
/s/ Hunter Murdock |
23 Jun 2025 |
0001934008 |
Transactions Table
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$224,325 |
+7,500 |
|
$29.91 |
7,500 |
20 Jun 2025 |
Direct |
F1 |
| transaction |
AXSM |
Common Stock |
Sale |
$768,525 |
-7,500 |
-100% |
$102.47 |
0 |
20 Jun 2025 |
Direct |
F1, F2, F3 |
| transaction |
AXSM |
Common Stock |
Options Exercise |
$179,879 |
+6,014 |
|
$29.91 |
6,014 |
23 Jun 2025 |
Direct |
F1 |
| transaction |
AXSM |
Common Stock |
Sale |
$602,122 |
-6,014 |
-100% |
$100.12 |
0 |
23 Jun 2025 |
Direct |
F1, F2, F4 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
| Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-7,500 |
-25% |
$0.000000 |
22,383 |
20 Jun 2025 |
Common Stock |
7,500 |
$29.91 |
Direct |
F1 |
| transaction |
AXSM |
Stock Option (Right to Buy) |
Options Exercise |
$0 |
-6,014 |
-27% |
$0.000000 |
16,369 |
23 Jun 2025 |
Common Stock |
6,014 |
$29.91 |
Direct |
F1 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: