ACCESS INDUSTRIES, LLC - 13 Jun 2025 Form 4 Insider Report for LyondellBasell Industries N.V. (LYB)

Role: 10%+ Owner
Signature: /s/ Alejandro Moreno for Access Industries, LLC
Issuer symbol: LYB
Transactions as of: 13 Jun 2025
Net transactions value: +$35,896,823
Form type: 4
Filing time: 13 Jun 2025, 21:30:14 UTC
SEC: View on sec.gov

Reporting Owners (5)

Name	Relationship	Address	Signature	Signature date	CIK
ACCESS INDUSTRIES, LLC	10%+ Owner	C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK	/s/ Alejandro Moreno for Access Industries, LLC	13 Jun 2025	0001508227
AI INVESTMENTS HOLDINGS LLC	10%+ Owner	C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK	/s/ Alejandro Moreno for AI Investments Holdings LLC	13 Jun 2025	0001508237
Access Industries Holdings LLC	10%+ Owner	C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK	/s/ Alejandro Moreno for Access Industries Holdings LLC	13 Jun 2025	0001391297
ACCESS INDUSTRIES MANAGEMENT, LLC	10%+ Owner	C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK	/s/ Alejandro Moreno for Access Industries Management, LLC	13 Jun 2025	0001508226
Blavatnik Len	10%+ Owner	C/O ACCESS INDUSTRIES, INC., 40 WEST 57TH STREET, 28TH FLOOR, NEW YORK	/s/ Alejandro Moreno, as Attorney-in-Fact for Mr. Blavatnik	13 Jun 2025	0001326628

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	LYB	Capped Call	Purchase	$35,896,823	+30		$1196560.78^*	30	13 Jun 2025	Ordinary shares	270,737	$79.99	See footnote	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	AI Securities Holdings 1 LLC ("AISH"), an affiliate of Access Industries, LLC that is indirectly controlled by Len Blavatnik, is party to a cash-settled European-style capped-call agreement (the "Capped-Call Agreement") with an unaffiliated third party financial institution, the final terms of which were set on June 13, 2025. The Capped-Call Agreement provides AISH with economic results that are comparable to ownership of a call option in respect of 8,122,120 ordinary shares, at a per share premium of $4.4196, with a strike price $79.9887 per share and cap price of $122.6493 per share (such amounts, subject to adjustments in certain circumstances, including dividends paid by the Issuer).
F2	The Capped-Call Agreement is exercisable in 30 separate tranches of 270,737 shares each (other than the first tranche, of 270,747 shares), with staggered expirations in successive days, beginning June 7, 2030. As settlement of the Capped-Call Agreement is in cash only, neither AISH, nor any of the Reporting Persons, nor any of their affiliated entities and the officers, partners, members, and managers thereof, shall be deemed to beneficially own the ordinary shares referenced thereunder.

Content

AI Securities Holdings 1 LLC ("AISH"), an affiliate of Access Industries, LLC that is indirectly controlled by Len Blavatnik, is party to a cash-settled European-style capped-call agreement (the "Capped-Call Agreement") with an unaffiliated third party financial institution, the final terms of which were set on June 13, 2025. The Capped-Call Agreement provides AISH with economic results that are comparable to ownership of a call option in respect of 8,122,120 ordinary shares, at a per share premium of $4.4196, with a strike price $79.9887 per share and cap price of $122.6493 per share (such amounts, subject to adjustments in certain circumstances, including dividends paid by the Issuer).

The Capped-Call Agreement is exercisable in 30 separate tranches of 270,737 shares each (other than the first tranche, of 270,747 shares), with staggered expirations in successive days, beginning June 7, 2030. As settlement of the Capped-Call Agreement is in cash only, neither AISH, nor any of the Reporting Persons, nor any of their affiliated entities and the officers, partners, members, and managers thereof, shall be deemed to beneficially own the ordinary shares referenced thereunder.