Howard S. Jonas - 05 Jun 2025 Form 4 Insider Report for Rafael Holdings, Inc. (RFL)

Role
Exec Chairman, CEO & President, Director, 10%+ Owner
Signature
Joyce J. Mason, by Power of Attorney
Issuer symbol
RFL
Transactions as of
05 Jun 2025
Net transactions value
+$16,742,985
Form type
4
Filing time
09 Jun 2025, 17:19:19 UTC
Previous filing
24 Mar 2025
Next filing
17 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
JONAS HOWARD S Exec Chairman, CEO & President, Director, 10%+ Owner C/O RAFAEL HOLDINGS, INC., 520 BROAD ST, NEWARK Joyce J. Mason, by Power of Attorney 09 Jun 2025 0001034247

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RFL Class B Common Stock, $.01 par value per share Purchase $585,000 +457,031 $1.28 457,031 05 Jun 2025 By Genie A Partners, L.P. F1
transaction RFL Class B Common Stock, $.01 par value per share Purchase $415,000 +324,219 $1.28 324,219 05 Jun 2025 IDT A Partners, L.P. F1
transaction RFL Class B Common Stock, $.01 par value per share Purchase $15,742,985 +12,299,207 $1.28 12,299,207 05 Jun 2025 By HSJ 2019 Remainder Trust F1
holding RFL Class B Common Stock, $.01 par value per share 159,016 05 Jun 2025 Direct F2
holding RFL Class B Common Stock, $.01 par value per share 98,820 05 Jun 2025 By The Jonas Foundation
holding RFL Class B Common Stock, $.01 par value per share 563,538 05 Jun 2025 By Debbie Y. Jonas 2018 Dynasty Trust
holding RFL Class A Common Stock, $.01 par value per share 787,163 05 Jun 2025 By Rafael A Partners, L.P. F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the shares of Class B Common Stock purchased in a private placement pursuant to a Standby Purchase Agreement in connection with the Issuer's Rights Offering.
F2 Consists of 119,262 vested restricted shares of Class B Common Stock and 39,754 unvested restricted shares of Class B Common Stock that shall vest on June 13, 2025.
F3 The Reporting Person is the sole manager of the sole general partner of the limited partnership and, therefore, has sole voting and dispositive power over the shares of Class A common stock held by the limited partnership.