Frank Klein - 30 May 2025 Form 4 Insider Report for Rocket Lab Corp (RKLB)

Role
Chief Operations Officer
Signature
/s/ Arjun Kampani, as Attorney-in-Fact for Frank Klein
Issuer symbol
RKLB
Transactions as of
30 May 2025
Net transactions value
-$1,244,778
Form type
4
Filing time
03 Jun 2025, 20:30:07 UTC
Previous filing
30 May 2025
Next filing
10 Jun 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Klein Frank Chief Operations Officer C/O ROCKET LAB CORPORATION, 3881 MCGOWEN STREET, LONG BEACH /s/ Arjun Kampani, as Attorney-in-Fact for Frank Klein 03 Jun 2025 0002037530

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Sale $1,196,585 -44,885 -3.2% $26.66 1,370,190 30 May 2025 Direct F1, F2
transaction RKLB Common Stock Sale $48,193 -1,818 -0.13% $26.51 1,368,372 02 Jun 2025 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Represents the sale of shares required to be sold by the Reporting Person pursuant to a "sell-to-cover" transaction in order to satisfy applicable tax withholding obligations in connection with the vesting and settlement of restricted stock units previously granted to the Reporting Person. Such sales were automatic and not in the discretion of the Reporting Person.
F2 The price reported in column 4 is a weighted average price of the aggregate number of shares. These shares were sold in multiple transactions in bulk at prices ranging from $26.0500 to $27.0300 and $27.0500 to $27.1400, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 Represents the sale of shares which occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 13, 2024.
F4 The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.0200 to $26.6900, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.