| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Sieger Markus | Director | C/O RAFAEL HOLDINGS, INC., 520 BROAD STREET, NEWARK | /s/ Markus W. Sieger | 29 May 2025 | 0001337143 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RFL | Class B Common Stock, par value $.01 per share | Exercise of in-the-money or at-the-money derivative security | $44,800 | +35,000 | +23% | $1.28 | 190,182 | 27 May 2025 | Direct | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RFL | Subscription Rights (right to buy) | Exercise of in-the-money or at-the-money derivative security | $0 | -35,000 | -100% | $0.000000 | 0 | 27 May 2025 | Class B Common Stock | 35,000 | $1.28 | Direct |
| Id | Content |
|---|---|
| F1 | Represents the exercise of subscription rights in the Issuer's Rights Offering. |