| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| Coleman Mark | Director | C/O AXSOME THERAPEUTICS, INC., ONE WORLD TRADE CENTER, 29TH FLOOR, NEW YORK | /s/ Herriot Tabuteau, M.D., Attorney-in-Fact | 20 May 2025 | 0001658379 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AXSM | Common Stock | Sale | $322,473 | -3,000 | -5.3% | $107.49 | 54,137 | 20 May 2025 | Direct | F1, F2 |
| holding | AXSM | Common Stock | 403,856 | 20 May 2025 | See Footnote | F3 |
| Id | Content |
|---|---|
| F1 | Represents the sale of underlying shares of previously exercised stock options. |
| F2 | Represents the weighted average sale price of a series of open market transactions with sale prices ranging between $107.34 and $107.65. |
| F3 | Such shares are held by an entity, of which the reporting person has voting and dispositive power, and therefore, the reporting person is deemed to be the indirect beneficial owner of such shares. |