Elizabeth Kathryn King - 19 May 2025 Form 4 Insider Report for Intercontinental Exchange, Inc. (ICE)

Role
Global Head of Clearing & CRO
Signature
/s/ Octavia N. Spencer, Attorney-in-fact
Issuer symbol
ICE
Transactions as of
19 May 2025
Net transactions value
-$1,929,761
Form type
4
Filing time
20 May 2025, 16:30:17 UTC
Previous filing
20 Feb 2025
Next filing
05 Feb 2026
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
King Elizabeth Kathryn Global Head of Clearing & CRO 5660 NEW NORTHSIDE DR, ATLANTA /s/ Octavia N. Spencer, Attorney-in-fact 20 May 2025 0002006961

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ICE Common Stock Holding Options Exercise $1,012,446 +10,930 +49% $92.63 33,175 19 May 2025 Direct F1
transaction ICE Common Stock Holding Sale $1,704,352 -9,738 -29% $175.02 23,437 19 May 2025 Direct F1, F2
transaction ICE Common Stock Holding Sale $1,237,856 -7,030 -30% $176.08 16,407 19 May 2025 Direct F1, F3, F4, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ICE Employee Stock Option (right to buy) Holding Options Exercise $0 -10,930 -100% $0.000000 0 19 May 2025 Common Stock 10,930 $92.63 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of February 15, 2025.
F2 The price range for the aggregate amount sold by the direct holder is $174.45 - $175.41. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F3 The price range for the aggregate amount sold by the direct holder is $175.50 - $176.25. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
F4 The common stock number referred in Table I is an aggregate number and represents 7,513 shares of common stock, 3,141 unvested restricted stock units ("RSUs"), and 5,753 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
F5 The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year EBITDA PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.
F6 These options are fully vested.