| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| SODERBERG SHAWN MARIE | Chief Legal Officer and Corporate Secretary | 4353 NORTH FIRST STREET, SAN JOSE | /s/ Shawn M. Soderberg | 2025-05-16 | 0001591851 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BE | Class A Common Stock | Award | $0 | +78.3K | +51.21% | $0.00 | 231K | May 13, 2025 | Direct | F1 |
| transaction | BE | Class A Common Stock | Sale | -$29.8K | -1.5K | -0.65% | $19.89 | 230K | May 16, 2025 | Direct | F2, F3 |
| holding | BE | Class A Common Stock | 397K | May 13, 2025 | By trust | F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Restricted stock units ("RSUs") granted under the Bloom Energy Corporation 2018 Equity Incentive Plan. 40% of the RSUs will vest on March 15, 2026, and the remaining 60% will vest in equal quarterly installments over the following two years, subject to Reporting Person remaining a service provider on each applicable vesting date. |
| F2 | Sale of shares to cover tax withholding obligation incurred upon settlement of RSUs effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 29, 2024. |
| F3 | The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $19.73 to $20.11. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price. |
| F4 | Held by The Shawn M. Soderberg 2005 Trust, of which the Reporting Person is the trustee. |
Chief Legal Officer and Corporate Secretary