Kr Sridhar - 12 May 2025 Form 4 Insider Report for Bloom Energy Corp (BE)

Role
Chairman & CEO, Director
Signature
/s/ Shawn M. Soderberg, as attorney-in-fact
Issuer symbol
BE
Transactions as of
12 May 2025
Net transactions value
-$811,211
Form type
4
Filing time
14 May 2025, 20:01:31 UTC
Previous filing
26 Dec 2024
Next filing
29 Aug 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Sridhar KR Chairman & CEO, Director 4353 NORTH FIRST STREET, SAN JOSE /s/ Shawn M. Soderberg, as attorney-in-fact 14 May 2025 0001746277

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BE Class A Common Stock Options Exercise $0 +80,000 +3% $0.000000 2,766,996 12 May 2025 Direct
transaction BE Class A Common Stock Sale $811,211 -42,383 -1.5% $19.14 2,724,613 13 May 2025 Direct F1, F2
holding BE Class A Common Stock 800,000 12 May 2025 By trusts
holding BE Class A Common Stock 584,448 12 May 2025 By trusts
holding BE Class A Common Stock 503,052 12 May 2025 By trusts

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BE Restricted Stock Units Options Exercise $0 -80,000 -50% $0.000000 80,000 12 May 2025 Class A Common Stock 80,000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Sale of shares to cover tax withholding obligation incurred upon settlement of restricted stock units ("RSUs") effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 30, 2024.
F2 The price reported represents the weighted average sale price per share. The shares were sold in multiple transactions at prices ranging from $18.79 to $19.40. Upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3 Each RSU represents a contingent right to receive one (1) share of the Class A Common Stock of the Issuer upon settlement.
F4 The RSUs vest in equal annual installments over five years, with a vesting commencement date of May 12, 2021, in each case subject to the Reporting Person remaining a service provider on each applicable vesting date.