Robert William Beck - 12 May 2025 Form 4 Insider Report for Regional Management Corp. (RM)

Role
President and CEO, Director
Signature
/s/ Catherine R. Atwood, attorney-in-fact
Issuer symbol
RM
Transactions as of
12 May 2025
Net transactions value
-$135,392
Form type
4
Filing time
14 May 2025, 16:30:26 UTC
Previous filing
19 Mar 2025
Next filing
16 May 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
Beck Robert William President and CEO, Director C/O REGIONAL MANAGEMENT CORP., 979 BATESVILLE ROAD, SUITE B, GREER /s/ Catherine R. Atwood, attorney-in-fact 14 May 2025 0001783531

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Sale $50,166 -1,665 -1.6% $30.13 100,008 12 May 2025 Direct F1, F2
transaction RM Common Stock Sale $85,225 -2,838 -2.8% $30.03 97,170 13 May 2025 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 4, 2024.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.43 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.07 inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.