Richard P. Lavin - 07 May 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/ Preston B. Ray, Attorney-in-Fact
Issuer symbol
ALSN
Transactions as of
07 May 2025
Net transactions value
$0
Form type
4
Filing time
09 May 2025, 17:51:35 UTC
Previous filing
18 Mar 2025
SEC
View on sec.gov

Reporting Owners (1)

Name Relationship Address Signature Signature date CIK
LAVIN RICHARD P Director C/O ALLISON TRANSMISSION HOLDINGS, INC., ONE ALLISON WAY, INDIANAPOLIS /s/ Preston B. Ray, Attorney-in-Fact 09 May 2025 0001171774

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +31,584 +321% $0.000000 41,410 07 May 2025 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Deferred Stock Units Options Exercise $0 -2,859 -100% $0.000000 0 07 May 2025 Common Stock 2,859 Direct F3, F4
transaction ALSN Dividend Equivalents Rights Options Exercise $0 -1,888 -99% $0.000000 25 07 May 2025 Common Stock 1,888 Direct F5, F6
transaction ALSN Deferred Stock Units Options Exercise $0 -477 -100% $0.000000 0 07 May 2025 Common Stock 477 Direct F3, F7
transaction ALSN Deferred Stock Units Options Exercise $0 -473 -100% $0.000000 0 07 May 2025 Common Stock 473 Direct F3, F8
transaction ALSN Deferred Stock Units Options Exercise $0 -464 -100% $0.000000 0 07 May 2025 Common Stock 464 Direct F3, F9
transaction ALSN Deferred Stock Units Options Exercise $0 -482 -100% $0.000000 0 07 May 2025 Common Stock 482 Direct F3, F10
transaction ALSN Deferred Stock Units Options Exercise $0 -2,880 -100% $0.000000 0 07 May 2025 Common Stock 2,880 Direct F3, F11
transaction ALSN Deferred Stock Units Options Exercise $0 -245 -100% $0.000000 0 07 May 2025 Common Stock 245 Direct F3, F12
transaction ALSN Deferred Stock Units Options Exercise $0 -227 -100% $0.000000 0 07 May 2025 Common Stock 227 Direct F3, F13
transaction ALSN Deferred Stock Units Options Exercise $0 -246 -100% $0.000000 0 07 May 2025 Common Stock 246 Direct F3, F14
transaction ALSN Deferred Stock Units Options Exercise $0 -298 -100% $0.000000 0 07 May 2025 Common Stock 298 Direct F3, F15
transaction ALSN Deferred Stock Units Options Exercise $0 -3,600 -100% $0.000000 0 07 May 2025 Common Stock 3,600 Direct F3, F16
transaction ALSN Deferred Stock Units Options Exercise $0 -283 -100% $0.000000 0 07 May 2025 Common Stock 283 Direct F3, F17
transaction ALSN Deferred Stock Units Options Exercise $0 -280 -100% $0.000000 0 07 May 2025 Common Stock 280 Direct F3, F18
transaction ALSN Deferred Stock Units Options Exercise $0 -242 -100% $0.000000 0 07 May 2025 Common Stock 242 Direct F3, F19
transaction ALSN Deferred Stock Units Options Exercise $0 -249 -100% $0.000000 0 07 May 2025 Common Stock 249 Direct F3, F20
transaction ALSN Deferred Stock Units Options Exercise $0 -2,927 -100% $0.000000 0 07 May 2025 Common Stock 2,927 Direct F3, F21
transaction ALSN Deferred Stock Units Options Exercise $0 -633 -100% $0.000000 0 07 May 2025 Common Stock 633 Direct F3, F22
transaction ALSN Deferred Stock Units Options Exercise $0 -689 -100% $0.000000 0 07 May 2025 Common Stock 689 Direct F3, F23
transaction ALSN Deferred Stock Units Options Exercise $0 -631 -100% $0.000000 0 07 May 2025 Common Stock 631 Direct F3, F24
transaction ALSN Deferred Stock Units Options Exercise $0 -614 -100% $0.000000 0 07 May 2025 Common Stock 614 Direct F3, F25
transaction ALSN Deferred Stock Units Options Exercise $0 -3,746 -100% $0.000000 0 07 May 2025 Common Stock 3,746 Direct F3, F26
transaction ALSN Deferred Stock Units Options Exercise $0 -656 -100% $0.000000 0 07 May 2025 Common Stock 656 Direct F3, F27
transaction ALSN Deferred Stock Units Options Exercise $0 -577 -100% $0.000000 0 07 May 2025 Common Stock 577 Direct F3, F28
transaction ALSN Deferred Stock Units Options Exercise $0 -538 -100% $0.000000 0 07 May 2025 Common Stock 538 Direct F3, F29
transaction ALSN Deferred Stock Units Options Exercise $0 -547 -100% $0.000000 0 07 May 2025 Common Stock 547 Direct F3, F30
transaction ALSN Deferred Stock Units Options Exercise $0 -3,146 -100% $0.000000 0 07 May 2025 Common Stock 3,146 Direct F3, F31
transaction ALSN Deferred Stock Units Options Exercise $0 -547 -100% $0.000000 0 07 May 2025 Common Stock 547 Direct F3, F32
transaction ALSN Deferred Stock Units Options Exercise $0 -614 -100% $0.000000 0 07 May 2025 Common Stock 614 Direct F3, F33
transaction ALSN Deferred Stock Units Options Exercise $0 -526 -100% $0.000000 0 07 May 2025 Common Stock 526 Direct F3, F34
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Richard P. Lavin is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents the deferred stock units ("DSUs") and dividend equivalents payable upon the reporting person's separation from service. The reporting person did not stand for re-election at Allison Transmission Holdings, Inc.'s (the "Company") 2025 annual meeting of stockholders and his term ended on May 7, 2025.
F2 Includes 29,696 DSUs and 1,888 related dividend equivalents.
F3 Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4 On May 10, 2018, the reporting person was granted 2,859 DSUs that vested on May 8, 2019.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded DSUs and were payable on May 7, 2025, the date of the reporting person's separation from service.
F7 On August 10, 2018, the reporting person was granted 477 DSUs that vested on August 10, 2018.
F8 On November 12, 2018 the reporting person was granted 473 DSUs that vested on November 12, 2018.
F9 On February 11, 2019, the reporting person was granted 464 DSUs that vested on February 11, 2019.
F10 On May 8, 2019 the reporting person was granted 482 DSUs that vested on May 8, 2019.
F11 On May 9, 2019, the reporting person was granted 2,880 DSUs that vested on May 6, 2020.
F12 On August 9, 2019, the reporting person was granted 245 DSUs that vested on August 9, 2019.
F13 On November 8, 2019, the reporting person was granted 227 DSUs that vested on November 8, 2019.
F14 On February 10, 2020, the reporting person was granted 246 DSUs that vested on February 10, 2020.
F15 On May 6, 2020, the reporting person was granted 298 DSUs that vested on May 6, 2020.
F16 On May 7, 2020, the reporting person was granted 3,600 DSUs that vested on May 5, 2021.
F17 On August 7, 2020, the reporting person was granted 283 DSUs that vested on August 7, 2020.
F18 On November 6, 2020, the reporting person was granted 280 DSUs that vested on November 6, 2020.
F19 On February 8, 2021, the reporting person was granted 242 DSUs that vested on February 8, 2021.
F20 On May 5, 2021, the reporting person was granted 249 DSUs that vested on May 5, 2021.
F21 On May 6, 2021, the reporting person was granted 2,927 DSUs that vested on May 4, 2022.
F22 On August 6, 2021, the reporting person was granted 633 DSUs that vested on August 6, 2021.
F23 On November 5, 2021, the reporting person was granted 689 DSUs that vested on November 5, 2021.
F24 On February 4, 2022, the reporting person was granted 631 DSUs that vested on February 4, 2022.
F25 On May 4, 2022, the reporting person was granted 614 DSUs that vested on May 4, 2022.
F26 On May 5, 2022, the reporting person was granted 3,746 DSUs that vested on May 3, 2023.
F27 On August 5, 2022, the reporting person was granted 656 DSUs that vested on August 5, 2022.
F28 On November 4, 2022, the reporting person was granted 577 DSUs that vested on November 4, 2022.
F29 On February 3, 2023, the reporting person was granted 538 DSUs that vested on February 3, 2023.
F30 On May 3, 2023, the reporting person was granted 547 DSUs that vested on May 3, 2023.
F31 On May 4, 2023, the reporting person was granted 3,146 DSUs that vested on May 8, 2024.
F32 On August 3, 2023, the reporting person was granted 547 DSUs that vested on August 3, 2023.
F33 On November 3, 2023, the reporting person was granted 614 DSUs that vested on November 3, 2023.
F34 On February 5, 2024, the reporting person was granted 526 DSUs that vested on February 5, 2024.