Mark Peter Smith - 01 May 2025 Form 4 Insider Report for SMITH & WESSON BRANDS, INC. (SWBI)

Reporting relationship: The reporting person is President & Chief Executive Officer., Director
Issuer ticker: SWBI
Reported as of: 01 May 2025
Net transaction value: -$146,080
SEC form: 4
Accepted by SEC: 05 May 2025, 21:32:20 UTC
Prior SEC filing: 27 Aug 2024
Next SEC filing: 07 May 2025
Source filing: View source filing
Reporting owner signature: /s/ Deana L McPherson

Key filing fact

Mark Peter Smith filed Form 4 for SMITH & WESSON BRANDS, INC. (SWBI) on 05 May 2025.

Key facts

This page summarizes Mark Peter Smith's Form 4 filing for SMITH & WESSON BRANDS, INC. (SWBI).
4 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 05 May 2025, 21:32.

Change

Previous filing in this sequence was filed on 27 Aug 2024.
Current net transaction value: -$146,080.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reporting Owners (1)

CIK 0001537544 Primary reporting owner

Smith Mark Peter

Relationship: The reporting person is President & Chief Executive Officer., Director
Address: 1852 PROFFITT SPRINGS ROAD, MARYVILLE
Signature: /s/ Deana L McPherson
Signature date: 05 May 2025

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SWBI transaction

Common Stock

Award

Transaction value: $0
Shares: +147,898
Change %: +39%
Price: $0.000000
Shares after: 523,258
Date: 01 May 2025
Ownership: Direct
Footnotes: F1, F2

SWBI transaction

Common Stock

Tax liability

Transaction value: $117,832
Shares: -12,780
Change %: -2.4%
Price: $9.22
Shares after: 510,478
Date: 01 May 2025
Ownership: Direct
Footnotes: F3

SWBI transaction

Common Stock

Tax liability

Transaction value: $28,249
Shares: -3,002
Change %: -0.58%
Price: $9.41
Shares after: 513,480
Date: 02 May 2025
Ownership: Direct
Footnotes: F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SWBI transaction Derivative

Performance Rights

Award

Transaction value: $0
Shares: +295,794
Change %
Price: $0.000000
Shares after: 295,794
Date: 01 May 2025
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 295,794
Exercise price
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

One quarter of the restricted stock units shall vest on each of the first, second, third and fourth anniversaries of the date of grant. Shares, net of tax withholding, will be delivered on each applicable vesting date.

Footnote F2

Includes 971 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2024 and 1,610 shares acquired under the Issuer's Employee Stock Purchase Plan on March 31, 2025.

Footnote F3

Represents shares of common stock withheld by the Issuer to satisfy certain tax withholding obligations associated with the vesting of restricted stock units.

Footnote F4

Each performance right represents a contingent right to recieve one share of the Issuer's common stock. The performance rights vest based on achievement of certain target performance of the Issuer's stock price over a three-year period. The number represents the maximum number of shares that may be delivered pursuant to the award.

SEC remarks

The reporting person is President & Chief Executive Officer.