| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOPE | Common Stock | Tax liability | $190,514 | -18,231 | -2% | $10.45 | 913,559 | 21 Mar 2025 | Direct | F1 |
| transaction | HOPE | Common Stock | Award | $824,996 | +78,947 | +8.6% | $10.45 | 992,506 | 21 Mar 2025 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | HOPE | Incentive Stock Option (right to buy) | 60,000 | 21 Mar 2025 | Common Stock | 60,000 | $17.18 | Direct | F3 | |||||
| holding | HOPE | Employee Stock Option (right to buy) | 30,660 | 21 Mar 2025 | Common Stock | 30,660 | $16.12 | Direct | F4 |
| Id | Content |
|---|---|
| F1 | Shares disposed to satisfy the Reporting Person's tax liability incurred by the vesting of a previously granted award. |
| F2 | Total 78,947 Restricted Stock Units ("RSU") were granted on March 21, 2025 pursuant to the Hope Bancorp, Inc. 2024 Equity Incentive Plan ("2024 EIP"). Each RSU represents a contingent right to receive one share of Hope common stock. Installments of 26,315 shares will vest on March 23, 2026 and 26,316 shares will each vest on March 19, 2027 and March 21, 2028. |
| F3 | Non-qualified stock options were granted on September 1, 2016 pursuant to the 2016 ICP, formerly known as the BBCN Bancorp, Inc. 2016 Incentive Compensation Plan. These options were fully vested as of September 1, 2018. |
| F4 | Non-qualified stock options granted on May 26, 2016 under the BBCN Bancorp Inc. 2007 Equity Incentive Plan. These options were fully vested as of April 11, 2019 |