Robert A. Plante - 20 Mar 2025 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Signature
Robert A. Plante
Issuer symbol
PGC
Transactions as of
20 Mar 2025
Net transactions value
$0
Form type
4
Filing time
24 Mar 2025, 12:00:42 UTC
Previous filing
22 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding PGC Common Stock 4,226 20 Mar 2025 Direct F1
holding PGC Common Stock 60,094 20 Mar 2025 Rabbi Trust F2
holding PGC Common Stock 215 20 Mar 2025 401(k) F3
holding PGC Common Stock 3,410 20 Mar 2025 Employee Stock Purchase Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PGC Restricted Stock Units Award $0 +3,142 $0.000000 3,142 20 Mar 2025 Common Stock 3,142 Direct F4, F5
transaction PGC Restricted Stock Units Award $0 +4,713 +58% $0.000000 12,847 20 Mar 2025 Common Stock 4,713 Direct F7, F8
holding PGC Restricted Stock Units 5,538 20 Mar 2025 Common Stock 5,538 Direct F4, F6
holding PGC Phantom Stock 2,169 20 Mar 2025 Common Stock 2,169 Direct F9, F10
holding PGC Phantom Stock 859 20 Mar 2025 Common Stock 859 Direct F9, F11
holding PGC Phantom Stock 4,879 20 Mar 2025 Common Stock 4,879 Direct F12, F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares received through dividend reinvestment since the last filing.
F2 Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
F3 Includes 401(k) contributions used to purchase PGC stock.
F4 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F5 The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F6 The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
F7 Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
F8 The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.
F9 Each share of phantom stock is the economic equivalent of one share of common stock.
F10 The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
F11 The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.
F12 Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met.
F13 The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied.