William Jack Plants II - 16 Mar 2025 Form 4 Insider Report for FINANCIAL INSTITUTIONS INC (FISI)

Role
Chief Financial Officer
Signature
SANDRA L. BYERS By Power of Attorney from William Jack Plants II
Issuer symbol
FISI
Transactions as of
16 Mar 2025
Net transactions value
-$24,357
Form type
4
Filing time
18 Mar 2025, 16:05:11 UTC
Previous filing
21 Mar 2025
Next filing
09 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FISI Common Stock Options Exercise +2,604 +68% 6,434 16 Mar 2025 Direct F1
transaction FISI Common Stock Tax liability $24,357 -935 -15% $26.05 5,499 16 Mar 2025 Direct
holding FISI Common Stock 1,625 16 Mar 2025 Held in 401K Plan
holding FISI Common Stock 4,937 16 Mar 2025 Held in IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FISI Restricted Stock Unit Options Exercise $0 -1,000 -100% $0.000000 0 16 Mar 2025 Common Stock 1,000 Direct F2
transaction FISI Restricted Stock Unit Options Exercise $0 -1,604 -100% $0.000000 0 16 Mar 2025 Common Stock 1,604 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of FISI common stock.
F2 Restricted stock units convert into shares of common stock on a one-for-one basis.