| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PGC | Common Stock | Sale | $578,142 | -20,000 | -31% | $28.91 | 43,703 | 17 Mar 2025 | Direct | F1 |
| holding | PGC | Common Stock | 156,630 | 17 Mar 2025 | Rabbi Trust | F2 | |||||
| holding | PGC | Common Stock | 18,493 | 17 Mar 2025 | 401(k) | F3 | |||||
| holding | PGC | Common Stock | 10,077 | 17 Mar 2025 | Employee Stock Purchase Plan | F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | PGC | Restricted Stock Units | 25,004 | 17 Mar 2025 | Common Stock | 25,004 | Direct | F5, F6 | ||||||
| holding | PGC | Restricted Stock Units | 44,582 | 17 Mar 2025 | Common Stock | 44,582 | Direct | F7, F8 | ||||||
| holding | PGC | Phantom Stock | 10,321 | 17 Mar 2025 | Common Stock | 10,321 | Direct | F9, F10 | ||||||
| holding | PGC | Phantom Stock | 12,171 | 17 Mar 2025 | Common Stock | 12,171 | Direct | F9, F11 | ||||||
| holding | PGC | Phantom Stock | 15,482 | 17 Mar 2025 | Common Stock | 15,482 | Direct | F12, F13 |
| Id | Content |
|---|---|
| F1 | The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated November 22, 2024. |
| F2 | Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan. |
| F3 | Includes 401(k) contributions used to purchase PGC stock. |
| F4 | Includes shares received through dividend reinvestment since the last filing. |
| F5 | Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation. |
| F6 | The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F7 | Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met. |
| F8 | The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied. |
| F9 | Each share of phantom stock is the economic equivalent of one share of common stock. |
| F10 | The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date. |
| F11 | The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date. |
| F12 | Each share of phantom stock represents the right to receive the economic equivalent of one share of common stock subject to certain perfomance conditions. The phantom stock will cliff vest , after three years, if the conditions are met. |
| F13 | The phantom stock will cliff vest on the third annivesary of the grant date subject to certain performance conditions being satisfied. |