Sonja Michelle Wilkerson - 04 May 2023 Form 4/A - Amendment Insider Report for Koppers Holdings Inc. (KOP)

Role
Director
Signature
/s/ Stephanie L. Apostolou, Attorney in Fact
Issuer symbol
KOP
Transactions as of
04 May 2023
Net transactions value
$0
Form type
4/A - Amendment
Filing time
11 Mar 2025, 18:39:35 UTC
Date Of Original Report
08 May 2023
Previous filing
01 May 2023
Next filing
14 Jun 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KOP Common Stock Disposed to Issuer -3,533 -17% 17,216 07 Mar 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KOP Restricted Stock Units Award $0 +3,513 +55% $0.000000 9,918 04 May 2023 Common Stock 3,513 Direct F2, F3, F4
transaction KOP Dividend Equivalent Rights Award $0 +20 +23% $0.000000 109 25 Mar 2024 Common Stock 20 Direct F5, F6
transaction KOP Dividend Equivalent Rights Award $0 +20 +19% $0.000000 128 07 Mar 2025 Common Stock 20 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As disclosed in this Form 4 amendment, the reporting person inadvertently reported 3,513 RSUs and 20 DERs in Table I in the reporting person's previously-filed Forms 4. In fact, as reported in this amendment, the reporting person directly owns 17,216 shares of common stock.
F2 Restricted Stock Units ("RSUs") represent the right to receive shares of common stock on a one-for-one basis.
F3 This Form 4 amendment is being filed to correctly report in Table II the award of 3,513 RSUs to the reporting person that are subject to the Koppers Holdings Inc. Director Deferred Compensation Plan (the "Plan"). These RSUs were inadvertently reported in Table I on the reporting person's Form 4 filed May 8, 2023.
F4 Once released, the RSUs corresponding to these dividend equivalent rights ("DERs") will become payable according to the election of payment designation that was filed by the reporting person subject to the Plan. Such payment will be either lump sum or in annual installments commencing on the May 31st next following the reporting person's separation from service (as defined under the Plan) or, if later, and elected by the reporting person at the time he/she first elects to defer any payment under the Plan, May 31st of the year specified by the reporting person.
F5 The DERs accrued with respect to additional RSUs credited to the reporting person with respect to RSUs granted on May 4, 2023. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.
F6 This Form 4 amendment is being filed to correctly report in Table II the accrual of 20 DERs to the reporting person with respect to RSUs granted to the reporting person on May 4, 2023. These DERs were inadvertently reported in Table I as the conversion of a derivative security on the reporting person's Form 4 filed May 6, 2024.
F7 The DERs accrued with respect to additional time-based RSUs credited to the reporting person with respect to deferred compensation. Each DER is the economic equivalent of one share of Koppers Holdings Inc. common stock.