Eduardo Bernal Acebedo - 03 Mar 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
03 Mar 2025
Net transactions value
-$2,155,216
Form type
4
Filing time
05 Mar 2025, 18:36:45 UTC
Previous filing
04 Mar 2025
Next filing
20 Feb 2026

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise $1,038,861 +12,084 +33% $85.97 48,428 03 Mar 2025 Direct
transaction AEIS Common Stock Tax liability $1,038,940 -9,297 -19% $111.75 39,131 03 Mar 2025 Direct F1
transaction AEIS Common Stock Sale $311,447 -2,787 -7.1% $111.75 36,344 03 Mar 2025 Direct F2
transaction AEIS Common Stock Sale $1,843,690 -16,522 -45% $111.59 19,822 03 Mar 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Employee Stock Option (Right to Buy) Options Exercise $0 -12,084 -67% $0.000000 6,042 03 Mar 2025 Common Stock 12,084 $85.79 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Payment of options exercise price by withholding securities incident to options exercised and same-day-sale.
F2 The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2024.
F3 Represents 7,967 shares of unvested restricted stock units and 11,855 shares of common stock.