Teresa van Niekerk - 21 Feb 2025 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Chief Procurement Officer
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
21 Feb 2025
Net transactions value
-$89,294
Form type
4
Filing time
25 Feb 2025, 16:05:20 UTC
Previous filing
21 Feb 2025
Next filing
03 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +736 +4.4% 17,364 21 Feb 2025 Direct F1
transaction ALSN Common Stock Options Exercise +7 +0.04% 17,371 21 Feb 2025 Direct F2
transaction ALSN Common Stock Tax liability $25,369 -252 -1.5% $100.67 17,119 21 Feb 2025 Direct F3
transaction ALSN Common Stock Options Exercise +962 +5.6% 18,081 22 Feb 2025 Direct F4
transaction ALSN Common Stock Options Exercise +28 +0.15% 18,109 22 Feb 2025 Direct F2
transaction ALSN Common Stock Tax liability $30,704 -305 -1.7% $100.67 17,804 22 Feb 2025 Direct F3
transaction ALSN Common Stock Options Exercise +1,101 +6.2% 18,905 23 Feb 2025 Direct F5
transaction ALSN Common Stock Options Exercise +54 +0.29% 18,959 23 Feb 2025 Direct F2
transaction ALSN Common Stock Tax liability $33,221 -330 -1.7% $100.67 18,629 23 Feb 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -736 -33% $0.000000 1,472 21 Feb 2025 Common Stock 736 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -7 -5.3% $0.000000 126 21 Feb 2025 Common Stock 7 Direct F2
transaction ALSN Restricted Stock Units Options Exercise $0 -962 -50% $0.000000 963 22 Feb 2025 Common Stock 962 Direct F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -28 -22% $0.000000 98 22 Feb 2025 Common Stock 28 Direct F2
transaction ALSN Restricted Stock Units Options Exercise $0 -1,101 -100% $0.000000 0 23 Feb 2025 Common Stock 1,101 Direct F5
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -54 -55% $0.000000 44 23 Feb 2025 Common Stock 54 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 21, 2024. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of RSUs and DERs.
F4 Settlement of RSUs granted on February 22, 2023. Each RSU represents a contingent right to receive one share of ALSN common stock.
F5 Settlement of RSUs granted on February 23, 2022. Each RSU represents a contingent right to receive one share of ALSN common stock.