Katherine Pilcher Ciafone - 19 Feb 2025 Form 4 Insider Report for Moelis & Co (MC)

Role
Chief Operating Officer
Signature
/s/ Osamu Watanabe as attorney-in-fact for Katherine Pilcher Ciafone
Issuer symbol
MC
Transactions as of
19 Feb 2025
Net transactions value
-$260,231
Form type
4
Filing time
21 Feb 2025, 19:24:43 UTC
Previous filing
06 Feb 2025
Next filing
31 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +7,451 7,451 19 Feb 2025 Direct F1
transaction MC Class A Common Stock Tax liability $121 -2 -0.02% $74.00 7,449 19 Feb 2025 Direct
transaction MC Class A Common Stock Sale $260,110 -3,515 -47% $74.00 3,934 19 Feb 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive Restricted Stock Units Options Exercise $0 -2,759 -100% $0.000000 0 19 Feb 2025 Class A Common Stock 2,759 Direct F3
transaction MC 2020 Incentive Restricted Stock Units Options Exercise $0 -1,422 -50% $0.000000 1,422 19 Feb 2025 Class A Common Stock 1,422 Direct F3
transaction MC 2021 Incentive Restricted Stock Units Options Exercise $0 -1,350 -33% $0.000000 2,700 19 Feb 2025 Class A Common Stock 1,350 Direct F3
transaction MC 2022 Incentive Restricted Stock Units Options Exercise $0 -1,920 -25% $0.000000 5,762 19 Feb 2025 Class A Common Stock 1,920 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A Common Stock were acquired upon settlement of Restricted Stock Units (RSUs).
F2 Class A Common Stock sold by Ms. Pilcher Ciafone in order to raise proceeds to satisfy tax obligations triggered by delivery of the Class A Common Stock upon settlement of the RSUs.
F3 The RSUs were settled for Class A common stock on February 19, 2025.