Paul R. Oldham - 20 Feb 2025 Form 4 Insider Report for ADVANCED ENERGY INDUSTRIES INC (AEIS)

Role
EVP, CFO
Signature
/s/ Elizabeth Vonne - Attorney-in-Fact
Issuer symbol
AEIS
Transactions as of
20 Feb 2025
Net transactions value
+$419,481
Form type
4
Filing time
21 Feb 2025, 18:20:28 UTC
Previous filing
19 Mar 2024
Next filing
28 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AEIS Common Stock Options Exercise $991,285 +7,536 +25% $131.54 37,787 20 Feb 2025 Direct F1
transaction AEIS Common Stock Tax liability $571,804 -4,347 -12% $131.54 33,440 20 Feb 2025 Direct F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AEIS Performance Units Options Exercise $0 -15,348 -100% $0.000000 0 20 Feb 2025 Common Stock 0 $0.000000 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the total number of shares vested pursuant to the performance unit award issued under the 2022 Long-Term Incentive Plan (the "2022 LTI Plan") and reported voluntarily on 3/17/2022, based on achievement of performance metrics under the 2022 LTI Plan. The shares were approved for a 2/20/2025 release by the Board of Directors.
F2 Payment of tax liability by withholding securities incident to vesting of performance stock units.
F3 Represents 8,864 shares of unvested restricted stock units and 24,576 shares of common stock.
F4 These performance unit awards were issued under the 2022 LTI Plan at 200% of target and reported voluntarilty on 3/17/2022. Following the end of the three-year performance period, the awards vested based on acheivement of performance metrics under the 2022 LTI Plan.