Lindsay LoBue - 06 Feb 2025 Form 4 Insider Report for Carlyle Group Inc. (CG)

Role: Chief Operating Officer
Signature: /s/ Anne K. Frederick by Power of Attorney for Lindsay LoBue
Issuer symbol: CG
Transactions as of: 06 Feb 2025
Net transactions value: -$1,213,967
Form type: 4
Filing time: 07 Feb 2025, 18:55:04 UTC
Previous filing: 04 Feb 2025
Next filing: 28 Feb 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	CG	Common Stock	Tax liability	$1,213,967	-23,088	-11%	$52.58	193,242	06 Feb 2025	Direct	F1
transaction	CG	Common Stock	Award	$0	+281,796	+146%	$0.000000	475,038	06 Feb 2025	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person.
F2	These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($63.91, $74.56 and $85.22, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2028 and any restricted stock units that have not vested as of February 7, 2028 will be forfeited.

Content

Represents shares of common stock that have been withheld by the Issuer in connection with the payment of taxes resulting from the vesting of a previously reported restricted stock unit award. No shares of common stock were sold by the reporting person.

These securities are a restricted stock unit award that is eligible to vest in three equal tranches, with each tranche subject to a performance-based vesting condition that requires achievement of an absolute stock price hurdle ($63.91, $74.56 and $85.22, respectively). In addition, each tranche is subject to time-based vesting conditions generally requiring minimum service periods of one year, two years and three years, respectively. The period for measuring the achievement of the stock price hurdles ends on February 6, 2028 and any restricted stock units that have not vested as of February 7, 2028 will be forfeited.