Patrick Wolfe - 31 Jan 2025 Form 4 Insider Report for BlackRock TCP Capital Corp. (TCPC)

Role
Chief Operating Officer
Signature
/s/ Diana Huffman, as attorney-in-fact
Issuer symbol
TCPC
Transactions as of
31 Jan 2025
Transactions value $
$91,350
Form type
4
Filing time
06 Feb 2025, 20:07:53 UTC
Previous filing
07 Nov 2024
Next filing
17 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding TCPC Common Stock 1.9K 31 Jan 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TCPC Phantom Shares Options Exercise -2.01K -24.72% 6.11K 31 Jan 2025 Common Stock 2.01K Direct F2, F3
transaction TCPC Phantom Shares Options Exercise -2.04K -33.33% 4.07K 31 Jan 2025 Common Stock 2.04K Direct F2, F4
transaction TCPC Phantom Shares Award $91.4K +9.92K +243.46% $9.21 14K 31 Jan 2025 Common Stock 9.92K Direct F2, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Amount of securities beneficially owned includes 40.875 shares acquired by the Reporting Person pursuant to the Issuer's dividend reinvestment plan.
F2 A phantom share is the economic equivalent of one share of common stock and, subject to the applicable vesting requirements, becomes payable in cash.
F3 The Reporting Person was granted phantom shares on January 31, 2022 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurred in equal installments on each of the first three anniversaries of the grant date.
F4 The Reporting Person was granted phantom shares on January 31, 2024 payable in cash upon vesting pursuant to the Issuer's Involuntary Deferred Compensation Plan, which occurs in equal installments on each of the first three anniversaries of the grant date.
F5 These phantom shares vest in equal installments on each of the first three anniversaries of the award.