Wellington Hadley Harbor Aggregator IV, L.P. - 31 Jan 2025 Form 4 Insider Report for Beta Bionics, Inc. (BBNX)

Role
10%+ Owner
Signature
Wellington Hadley Harbor Aggregator IV, L.P., By: Wellington Management Company LLP, as Investment Adviser, /s/ Jennifer C. Boylan, Authorized Person
Issuer symbol
BBNX
Transactions as of
31 Jan 2025
Net transactions value
+$17,000,000
Form type
4
Filing time
03 Feb 2025, 16:49:52 UTC
Previous filing
29 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BBNX Common Stock Conversion of derivative security +2,901,599 2,901,599 31 Jan 2025 Direct F1
transaction BBNX Common Stock Purchase $17,000,000 +1,000,000 +34% $17.00 3,901,599 31 Jan 2025 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BBNX Series E Preferred Stock Conversion of derivative security $0 -2,901,599 -100% $0.000000 0 31 Jan 2025 Common Stock 2,901,599 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Wellington Hadley Harbor Aggregator IV, L.P. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Immediately prior to the closing of the initial public offering, each share of Series E Preferred Stock (the "Preferred Stock") was converted into an equal number of shares of Class B Common Stock and subsequently was converted into an equal number of shares of Common Stock without payment of further consideration. The Preferred Stock had no expiration date.
F2 Shares acquired in a private placement pursuant to the terms of a Common Stock Purchase Agreement dated January 21, 2025.