Mark L. Portnoy - 21 Jan 2025 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Co-CEO, Director, 10%+ Owner
Signature
/s/ Mark Portnoy
Issuer symbol
CCEL
Transactions as of
21 Jan 2025
Net transactions value
+$202,000
Form type
4
Filing time
23 Jan 2025, 17:00:10 UTC
Previous filing
28 Dec 2023
Next filing
09 Jan 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 821,973 21 Jan 2025 Direct
holding CCEL Common Stock 42,266 21 Jan 2025 By 401K
holding CCEL Common Stock 71,529 21 Jan 2025 By Partnership F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $202,000 +25,000 $8.08 25,000 21 Jan 2025 Common Stock 25,000 $8.08 Direct F5
holding CCEL Stock Option 22,222 21 Jan 2025 Common stock 22,222 $7.53 Direct
holding CCEL Stock Option 20,000 21 Jan 2025 Common Stock 20,000 $7.28 Direct
holding CCEL Stock Option 100,000 21 Jan 2025 Common Stock 100,000 $12.27 Direct F2
holding CCEL Stock Option 25,000 21 Jan 2025 Common Stock 25,000 $4.77 Direct F3
holding CCEL Stock Option 25,000 21 Jan 2025 Common Stock 25,000 $4.30 Direct
holding CCEL Stock Option 25,000 21 Jan 2025 Common Stock 25,000 $6.47 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock held by Capital Asset Fund #1 Limited Partnership, as to which Mark Portnoy may be deemed beneficial owner as its general partner.
F2 Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F3 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F4 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F5 Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.