David Portnoy - 21 Jan 2025 Form 4 Insider Report for CRYO CELL INTERNATIONAL INC (CCEL)

Role
Chairman, Co-CEO, Director, 10%+ Owner
Signature
/s/ David Portnoy
Issuer symbol
CCEL
Transactions as of
21 Jan 2025
Net transactions value
+$404,000
Form type
4
Filing time
23 Jan 2025, 17:00:05 UTC
Previous filing
28 Dec 2023
Next filing
18 Aug 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CCEL Common Stock 804,742 21 Jan 2025 Direct
holding CCEL Common Stock 117,012 21 Jan 2025 By 401K
holding CCEL Common Stock 230,621 21 Jan 2025 By IRA
holding CCEL Common Stock 102,586 21 Jan 2025 By Spouse
holding CCEL Common Stock 152,882 21 Jan 2025 By Corporation F1
holding CCEL Common Stock 15,611 21 Jan 2025 as Custodian for daughter
holding CCEL Common Stock 59,027 21 Jan 2025 By LLC
holding CCEL Common Stock 55,219 21 Jan 2025 By Corporation F2
holding CCEL Common Stock 11,352 21 Jan 2025 As Custodian for son
holding CCEL Common Stock 11,242 21 Jan 2025 As Custodian for son
holding CCEL Common Stock 10,783 21 Jan 2025 As custodian for son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CCEL Stock Option Award $404,000 +50,000 $8.08 50,000 21 Jan 2025 Common Stock 50,000 $8.08 Direct F6
holding CCEL Stock Option 26,243 21 Jan 2025 Common stock 26,243 $7.53 Direct
holding CCEL Stock Option 23,636 21 Jan 2025 Common Stock 23,636 $7.28 Direct
holding CCEL Stock Option 280,000 21 Jan 2025 Common Stock 280,000 $12.27 Direct F3
holding CCEL Stock Option 50,000 21 Jan 2025 Common Stock 50,000 $4.77 Direct F4
holding CCEL Stock Option 50,000 21 Jan 2025 Common Stock 50,000 $4.30 Direct
holding CCEL Stock Option 50,000 21 Jan 2025 Common Stock 50,000 $6.47 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
F2 Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
F3 Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
F4 8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
F5 Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
F6 Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.