John Daunt - 17 Jan 2025 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
21 Jan 2025, 16:34:08 UTC
Prior SEC filing
06 Jan 2025
Next SEC filing
12 Feb 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Mark A. Shaffer, by power of attorney

Key filing fact

John Daunt filed Form 4 for LIQUIDITY SERVICES INC (LQDT) on 21 Jan 2025.

Key facts

  • This page summarizes John Daunt's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
  • 3 reported transactions and 18 derivative rows are listed below.
  • Accepted by SEC: 21 Jan 2025, 16:34.

Change

  • Previous filing in this sequence was filed on 06 Jan 2025.
  • Current net transaction value: -$83,745.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

LQDT transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+2,438
Change %
+5.6%
Price
$0.000000
Shares after
45,747
Date
17 Jan 2025
Ownership
By The Daunt Family Trust
Footnotes
F10
LQDT transaction

Common Stock

Other

Transaction value
$83,745
Shares
-2,438
Change %
-5.3%
Price
$34.35
Shares after
43,309
Date
17 Jan 2025
Ownership
By The Daunt Family Trust
Footnotes
F11

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

LQDT transaction Derivative

Restricted Stock Unit Grant

Options Exercise

Transaction value
$0
Shares
-3,488
Change %
-40%
Price
$0.000000
Shares after
5,232
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,720
Exercise price
Footnotes
F2, F3, F15
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,180
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,180
Exercise price
Footnotes
F2, F12
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,355
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,355
Exercise price
Footnotes
F2, F13
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
14,494
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
14,494
Exercise price
Footnotes
F2, F14
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,100
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,100
Exercise price
Footnotes
F2, F8
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,639
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,639
Exercise price
Footnotes
F2, F3
LQDT holding Derivative

Restrcited Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
19,325
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
19,325
Exercise price
Footnotes
F2, F3
LQDT holding Derivative

Restricted Stock Unit Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
22,100
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
22,100
Exercise price
Footnotes
F2, F3
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,275
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,275
Exercise price
$9.46
Footnotes
F7
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,096
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
2,096
Exercise price
$22.20
Footnotes
F1
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,667
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,667
Exercise price
$14.00
Footnotes
F5
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,620
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,620
Exercise price
$17.31
Footnotes
F6
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,700
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,700
Exercise price
$21.62
Footnotes
F9
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
10,066
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
10,066
Exercise price
$6.11
Footnotes
F4
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
7,740
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,740
Exercise price
$22.20
Footnotes
F4
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
16,640
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
16,640
Exercise price
$14.00
Footnotes
F4
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
15,620
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
15,620
Exercise price
$17.31
Footnotes
F4
LQDT holding Derivative

Stock Option Grant

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
18,700
Date
17 Jan 2025
Ownership
Direct
Underlying class
Common Stock
Underlying amount
18,700
Exercise price
$21.62
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 15 footnotes

Footnote F1

12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F2

Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.

Footnote F3

These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.

Footnote F4

These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.

Footnote F5

12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F6

12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F7

These options became fully exercisable on January 1, 2024.

Footnote F8

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.

Footnote F9

12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnote F10

Represents the net issuance of 2,438 shares from the vesting of 3,488 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,050 shares.

Footnote F11

In accordance with the Issuer's policies, the reporting person has elected that each time RSUs vest, shares are withheld by the issuer to cover taxes and any remaining shares are sold. The sale proceeds are used to cover fees and the balance is received by the reporting person in cash. This transaction reflects the sale of the 2,438 shares received by the reporting person pursuant to the election descirbed in the immediately preceding sentence.

Footnote F12

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2023, January 1, 2024, January 1, 2025 and January 1, 2026.

Footnote F13

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.

Footnote F14

Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.

Footnote F15

Represents the vesting of restricted stock units.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .