Key facts
- This page summarizes Mark A. Shaffer's Form 4 filing for LIQUIDITY SERVICES INC (LQDT).
- 8 reported transactions and 18 derivative rows are listed below.
- Accepted by SEC: 06 Jan 2025, 17:01.
Mark A. Shaffer - 02 Jan 2025 Form 4 Insider Report for LIQUIDITY SERVICES INC (LQDT)
- Reporting relationship
- VP, Gen. Counsel & Secretary
- Issuer ticker
- LQDT
- Reported as of
- 02 Jan 2025
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 Jan 2025, 17:01:21 UTC
- Prior SEC filing
- 23 Dec 2024
- Next SEC filing
- 21 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mark A. Shaffer
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Filing notes and source
Key filing fact
Mark A. Shaffer filed Form 4 for LIQUIDITY SERVICES INC (LQDT) on 06 Jan 2025.
Change
- Previous filing in this sequence was filed on 23 Dec 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LQDT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,252
- Change %
- +3.1%
- Price
- $0.000000
- Shares after
- 41,523
- Date
- 02 Jan 2025
- Ownership
- By The Mark A. Shaffer Revocable Trust
- Footnotes
- F14
LQDT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +1,428
- Change %
- +3.4%
- Price
- $0.000000
- Shares after
- 42,951
- Date
- 02 Jan 2025
- Ownership
- By The Mark A. Shaffer Revocable Trust
- Footnotes
- F15
LQDT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,120
- Change %
- +4.9%
- Price
- $0.000000
- Shares after
- 45,071
- Date
- 02 Jan 2025
- Ownership
- By The Mark A. Shaffer Revocable Trust
- Footnotes
- F16
LQDT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,396
- Change %
- +5.3%
- Price
- $0.000000
- Shares after
- 47,467
- Date
- 02 Jan 2025
- Ownership
- By The Mark A. Shaffer Revocable Trust
- Footnotes
- F17
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LQDT
transaction
Derivative
Resticted Stock Unit Grant
Options Exercise
- Transaction value
- $0
- Shares
- -1,912
- Change %
- -100%
- Price
- $0.000000
- Shares after
- 0
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,912
- Exercise price
- Footnotes
- F2, F4, F18
LQDT
transaction
Derivative
Restricted Stock Unit Grant
Options Exercise
- Transaction value
- $0
- Shares
- -2,180
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 2,180
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,360
- Exercise price
- Footnotes
- F4, F13, F18
LQDT
transaction
Derivative
Restriucted Stock Unit Grant
Options Exercise
- Transaction value
- $0
- Shares
- -3,237
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 6,475
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,712
- Exercise price
- Footnotes
- F4, F7, F18
LQDT
transaction
Derivative
Restricted Stock Unit Grant
Options Exercise
- Transaction value
- $0
- Shares
- -3,658
- Change %
- -25%
- Price
- $0.000000
- Shares after
- 10,972
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,630
- Exercise price
- Footnotes
- F4, F9, F18
LQDT
holding
Derivative
Restricted Stock Unit Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,720
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 8,720
- Exercise price
- Footnotes
- F4, F8
LQDT
holding
Derivative
Restricted Stock Unit Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 14,630
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 14,630
- Exercise price
- Footnotes
- F4, F8
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 4,443
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 4,443
- Exercise price
- $9.46
- Footnotes
- F1
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,740
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,740
- Exercise price
- $22.20
- Footnotes
- F3
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,405
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,405
- Exercise price
- $14.00
- Footnotes
- F6
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,825
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,825
- Exercise price
- $17.31
- Footnotes
- F10
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 7,740
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,740
- Exercise price
- $22.20
- Footnotes
- F5
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,405
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,405
- Exercise price
- $14.00
- Footnotes
- F5
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,825
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,825
- Exercise price
- $17.31
- Footnotes
- F5
LQDT
holding
Derivative
Restricted Stock Unit Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,650
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,650
- Exercise price
- Footnotes
- F4, F11
LQDT
holding
Derivative
Restricted Stock Unit Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 12,650
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,650
- Exercise price
- Footnotes
- F4, F8
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,700
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,700
- Exercise price
- $21.62
- Footnotes
- F12
LQDT
holding
Derivative
Stock Option Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 10,700
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 10,700
- Exercise price
- $21.62
- Footnotes
- F5
LQDT
holding
Derivative
Restricted Stock Unit Grant
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 11,655
- Date
- 02 Jan 2025
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 11,655
- Exercise price
- Footnotes
- F4, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 18 footnotes
Footnote F1
12/48th of this option grant vested on January 1, 2022 and thereafter, 1/48th will vest each month for thirty-six months.
Footnote F2
Twenty-five percent of this restricted stock unit grant vested on January 1, 2022 and thereafter, an additional 1/4th will vest on each of January 1, 2023, January 1, 2024 and January 1, 2025.
Footnote F3
12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F4
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
Footnote F5
These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
Footnote F6
12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F7
Twenty-five percent of this restricted stock unit grant vested on January 1, 2024, and thereafter 25% will vest on each of January 1, 2025, January 1, 2026 and January 1, 2027.
Footnote F8
These restricted stock units will vest, if at all, based on the Issuer's achievement of certain financial milestones.
Footnote F9
Twenty-five percent of this restricted stock unit grant will vest on January 1, 2025 and thereafter, an additional 1/4th will vest on each of January 1, 2026, January 1, 2027 and January 1, 2028.
Footnote F10
12/48th of this option grant will vest on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F11
Twenty-five percent of this restricted stock unit grant will vest on January 1, 2026 and thereafter, an additional 1/4th will vest on each of January 1, 2027, January 1, 2028 and January 1, 2029.
Footnote F12
12/48th of this option grant will vest on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
Footnote F13
Twenty-five percent of this restricted stock unit grant vested on January 1, 2023 and thereafter, an additional 1/4th will vest on each of January 1, 2024, January 1, 2025 and January 1, 2026.
Footnote F14
Represents the net issuance of 1,252 shares from the vesting of 1,912 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 660 shares.
Footnote F15
Represents the net issuance of 1,428 shares from the vesting of 2,180 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 752 shares.
Footnote F16
Represents the net issuance of 2,120 shares from the vesting of 3,237 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,117 shares.
Footnote F17
Represents the net issuance of 2,396 shares from the vesting of 3,658 restricted stock units from which the federal and state withholding due at the vesting of such restricted stock units was satisfied by the issuer withholding 1,262 shares.
Footnote F18
Represents the vesting of restricted stock units.