Sihai Xu - Dec 31, 2024 Form 3 Insider Report for BeyondSpring Inc. (BYSI)

Role
Director
Signature
/s/ Sihai Xu
Stock symbol
BYSI
Transactions as of
Dec 31, 2024
Transactions value $
$0
Form type
3
Date filed
12/31/2024, 01:34 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BYSI Stock Options (right to buy) Dec 31, 2024 Ordinary Shares 20K $1.50 Direct F1
holding BYSI Stock Options (right to buy) Dec 31, 2024 Ordinary Shares 5.63K $2.68 Direct F2
holding BYSI Stock Options (right to buy) Dec 31, 2024 Ordinary Shares 10K $0.98 Direct F3
holding BYSI Stock Options (right to buy) Dec 31, 2024 Ordinary Shares 12.4K $0.99 Direct F4
holding BYSI Stock Options (right to buy) Dec 31, 2024 Ordinary Shares 10K $0.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 13,333 of the stock options are fully vested and exercisable. 6,667 of the stock options will vest on August 23, 2025.
F2 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 5,625 stock options are fully vested and exercisable.
F3 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 10,000 stock options are fully vested and exercisable.
F4 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 12,422 stock options are fully vested and exercisable.
F5 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. None of the stock options have become fully vested and exercisable. 10,000 of the stock options will vest on January 1, 2025.

Remarks:

As the Company no longer qualifies as a foreign private issuer, effective January 1, 2025, the Company's officers, directors, and principal shareholders are subject to Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). Previously, the Company determined that it qualified as a foreign private issuer under the Exchange Act.