Lan Huang - 31 Dec 2024 Form 3 Insider Report for BeyondSpring Inc. (BYSI)

Role
Chief Executive Officer, Director
Signature
/s/ Lan Huang
Issuer symbol
BYSI
Transactions as of
31 Dec 2024
Net transactions value
$0
Form type
3
Filing time
31 Dec 2024, 13:31:27 UTC
Next filing
23 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BYSI Ordinary Shares 2 31 Dec 2024 By Ever Regal Group Limited F1
holding BYSI Ordinary Shares 1 31 Dec 2024 By Fairy Eagle Investments Limited F2
holding BYSI Ordinary Shares 1 31 Dec 2024 By Rosy Time Holdings Limited F3
holding BYSI Ordinary Shares 323,702 31 Dec 2024 By Lan Huang 2022 Grantor Retained Annuity Trust F4
holding BYSI Ordinary Shares 413,636 31 Dec 2024 By 2024 SPIRIT GRAT F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BYSI Stock Options (right to buy) 31 Dec 2024 Ordinary Shares 460,000 $11.03 Direct F6
holding BYSI Stock Options (right to buy) 31 Dec 2024 Ordinary Shares 90,343 $4.69 Direct F7
holding BYSI Stock Options (right to buy) 31 Dec 2024 Ordinary Shares 400,000 $0.9835 Direct F8
holding BYSI Stock Options (right to buy) 31 Dec 2024 Ordinary Shares 33,663 $3.17 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reporting person is the sole owner of Ever Regal Group Limited.
F2 The reporting person's spouse is the sole owner of Fairy Eagle Investments Limited.
F3 The reporting person's spouse is the sole owner of Rosy Time Holdings Limited.
F4 Reflects shares held by the Lan Huang 2022 Grantor Retained Annuity Trust (the "2022 GRAT") for the benefit of Dr. Lan Huang's children. Dr. Lan Huang is trustee of the 2022 GRAT.
F5 Reflects shares held by the 2024 SPIRIT GRAT for the benefit of Dr. Lan Huang's children. Dr. Lan Huang is trustee of the 2024 SPIRIT GRAT.
F6 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 388,000 of the stock options are fully vested and exercisable. 72,000 of the stock options will vest on December 31, 2024.
F7 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. All 90,343 stock options are fully vested and exercisable.
F8 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 133,333 of the stock options are fully vested and exercisable. 133,333 of the stock options will vest on May 8, 2025, and 133,334 of the stock options will vest on May 8, 2026.
F9 Reflects the grant of stock options to purchase ordinary shares of the Issuer under the 2017 Omnibus Incentive Plan. 11,221 of the stock options are fully vested and exercisable. 11,221 of the stock options will vest on December 31, 2024, and 11,221 of the stock options will vest on June 30, 2025.