Dennis A. Ausiello - 16 Dec 2024 Form 4 Insider Report for Rani Therapeutics Holdings, Inc. (RANI)

Role
Director
Signature
Svai Sanford. Attorney-in-Fact for Dennis Ausiello
Issuer symbol
RANI
Transactions as of
16 Dec 2024
Net transactions value
$0
Form type
4
Filing time
17 Dec 2024, 17:00:13 UTC
Previous filing
08 Aug 2024
Next filing
11 Apr 2025
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RANI Stock Option (Right to Buy) Disposed to Issuer -101,276 -100% 0 16 Dec 2024 Class A Common Stock 101,276 $2.84 Direct F1
transaction RANI Stock Option (Right to Buy) Award +101,276 101,276 16 Dec 2024 Class A Common Stock 101,276 $4.11 Direct F1
transaction RANI Stock Option (Right to Buy) Disposed to Issuer -15,423 -100% 0 16 Dec 2024 Class A Common Stock 15,423 $2.84 Direct F2, F3
transaction RANI Stock Option (Right to Buy) Award +15,423 +24% 79,317 16 Dec 2024 Class A Common Stock 15,423 $9.44 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 16, 2024, the exercise price of the stock options has been amended to increase the exercise price to $4.11 per share. There is no change to the expiration dates or the vesting schedule of the options.
F2 The shares subject to the option vested as follows: 1/36th of the shares subject to the option vested monthly over three years from June 17, 2021.
F3 On December 16, 2024, the exercise price of the stock options has been amended to increase the exercise price to $9.44 per share. There is no change to the expiration dates or the vesting schedule of the options.