Francesco S. Rossi - 13 Dec 2024 Form 4 Insider Report for PEAPACK GLADSTONE FINANCIAL CORP (PGC)

Role
SVP/Chief Accounting Officer
Signature
Francesco S. Rossi
Issuer symbol
PGC
Transactions as of
13 Dec 2024
Net transactions value
-$5,907
Form type
4
Filing time
17 Dec 2024, 11:42:04 UTC
Previous filing
22 Mar 2024
Next filing
24 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PGC Common Stock Tax liability $5,907 -167 -3.6% $35.37 4,492 13 Dec 2024 Direct F1, F2
holding PGC Common Stock 4,944 13 Dec 2024 Employee Stock Purchase Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PGC Restricted Stock Units 2,020 13 Dec 2024 Common Stock 2,020 Direct F3, F4
holding PGC Phantom Stock 2,228 13 Dec 2024 Common Stock 2,228 Direct F5, F6
holding PGC Phantom Stock 1,068 13 Dec 2024 Common Stock 1,068 Direct F5, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.
F2 Includes shares received through dividend reinvestment since the last filing.
F3 Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
F4 The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
F5 Each share of phantom stock is the economic equivalent of one share of common stock.
F6 The phantom stock is scheduled to vest in three approximately equal installments on each of the first three anniversaries of the grant date.
F7 The phantom stock is scheduled to vest in five approximately equal installments on each of the first five anniversaries of the grant date.