| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RARE | Common Stock | Gift | $0 | -20K | -0.9% | $0.00 | 2.2M | Dec 9, 2024 | By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009 | |
| transaction | RARE | Common Stock | Sale | -$414K | -8.27K | -0.38% | $50.00 | 2.2M | Dec 10, 2024 | By Emil Kakkis and Jenny Soriano Living Trust, dated June 18, 2009 | |
| holding | RARE | Common Stock | 565K | Dec 9, 2024 | Direct | F1, F2 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Includes previously reported shares of common stock underlying RSUs granted to the Reporting Person, which are subject to certain vesting conditions. |
| F2 | Includes 8 shares acquired under the Company's A&R 2014 Employee Stock Purchase Plan on October 31, 2024. |