Eric N. Boni - Dec 4, 2024 Form 4/A - Amendment Insider Report for ASHLAND INC. (ASH)

Signature
/s/ Serena S. Kenost, Attorney-in-fact for Eric N. Boni
Stock symbol
ASH
Transactions as of
Dec 4, 2024
Transactions value $
$27,037
Form type
4/A - Amendment
Date filed
12/9/2024, 05:15 PM
Date Of Original Report
Dec 5, 2024
Previous filing
Nov 20, 2024
Next filing
Dec 9, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ASH Common Stock Options Exercise $27K +451 +3.18% $59.95 14.6K Dec 4, 2024 Direct F1
holding ASH Common Stock 8.14K Dec 4, 2024 By 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ASH Stock Appreciation Right Options Exercise $0 -2.73K -100% $0.00 0 Dec 4, 2024 Common Stock 2.73K $59.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The original Form 4, filed on December 5, 2024, is being amended by this Form 4 amendment solely to correct an administrative error, which failed to indicate that the transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 16, 2024.
F2 Based on Employee Savings Plan information as of December 4, 2024.
F3 Stock Appreciation Rights previously granted to the reporting person on December 12, 2014, which became fully exercisable on December 12, 2015, and are scheduled to expire on December 12, 2024.