Catherine R. Atwood - Dec 3, 2024 Form 4 Insider Report for Regional Management Corp. (RM)

Role
SVP and General Counsel
Signature
/s/ Catherine R. Atwood
Stock symbol
RM
Transactions as of
Dec 3, 2024
Transactions value $
-$16,929
Form type
4
Date filed
12/5/2024, 04:21 PM
Previous filing
Jun 4, 2024
Next filing
Dec 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RM Common Stock Options Exercise $15.1K +1K +2.38% $15.06 43K Dec 3, 2024 Direct
transaction RM Common Stock Tax liability -$20.8K -617 -1.43% $33.75 42.4K Dec 3, 2024 Direct F1, F2
transaction RM Common Stock Options Exercise $28.2K +1.91K +4.51% $14.75 44.3K Dec 3, 2024 Direct
transaction RM Common Stock Tax liability -$39.4K -1.17K -2.63% $33.75 43.2K Dec 3, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction RM Stock Option (right to buy) Options Exercise $0 -1K -100% $0.00 0 Dec 3, 2024 Common Stock 1K $15.06 Direct F3
transaction RM Stock Option (right to buy) Options Exercise $0 -1.91K -100% $0.00 0 Dec 3, 2024 Common Stock 1.91K $14.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on December 3, 2024; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
F2 Represents the closing market price of the issuer's common stock at the time of the option exercises on December 3, 2024.
F3 The options vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The options are now fully exercisable.