Alexander R. Slusky - Sep 16, 2024 Form 4 Insider Report for Rocket Lab USA, Inc. (RKLB)

Role
Director
Signature
/s/ Arjun Kampani as Attorney-in-Fact for Alexander R. Slusky
Stock symbol
RKLB
Transactions as of
Sep 16, 2024
Transactions value $
$0
Form type
4
Date filed
12/4/2024, 09:45 PM
Previous filing
Jun 14, 2024
Next filing
Dec 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RKLB Common Stock Gift $0 -156K -100% $0.00 0 Sep 16, 2024 By Trust F4, F5
holding RKLB Common Stock 635K Sep 16, 2024 By Abalone Cove LLLP F1, F2
holding RKLB Common Stock 156K Sep 16, 2024 By Trust F3, F4
holding RKLB Common Stock 120K Sep 16, 2024 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 634,675 shares received from pro rata partnership distributions for no consideration by Vector Capital Partners V, LP in accordance with the exemptions afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended, since the Reporting Person's last required report.
F2 These shares are held by Abalone Cove LLLP, a limited liability limited partnership, of which the Reporting Person is the sole general partner and of which the Reporting Person and his spouse are the sole limited partners.
F3 Includes 156,361 shares received from pro rata partnership distributions for no consideration by Vector Capital Partners V, LP in accordance with the exemptions afforded by Rule 16a-9 of the Securities Exchange Act of 1934, as amended, since the Reporting Person's last required report.
F4 These shares are held by The Bellevue Trust (the "Trust"), of which the Reporting Person is trustee of the Trust, and the Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
F5 Represents a bona fide gift of shares to a charitable entity.