Eric Cantor - 02 Dec 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Issuer symbol
MC
Transactions as of
02 Dec 2024
Net transactions value
-$102,777
Form type
4
Filing time
04 Dec 2024, 21:01:37 UTC
Previous filing
25 Oct 2024
Next filing
06 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1,356 +0.69% 198,589 03 Dec 2024 Direct F1
transaction MC Class A Common Stock Tax liability $102,777 -1,356 -0.68% $75.81 197,233 03 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) Award $0 +7 +0.79% $0.000000 876 02 Dec 2024 Class A Common Stock 7 $0.000000 Direct F2, F3
transaction MC 2019 Incentive RSUs Award $0 +81 +0.79% $0.000000 10,300 02 Dec 2024 Class A Common Stock 81 $0.000000 Direct F2, F4
transaction MC 2020 Incentive RSUs Award $0 +112 +0.79% $0.000000 14,210 02 Dec 2024 Class A Common Stock 112 $0.000000 Direct F2, F5
transaction MC 2021 Incentive RSUs Award $0 +158 +0.79% $0.000000 20,098 02 Dec 2024 Class A Common Stock 158 $0.000000 Direct F2, F6
transaction MC 2022 Incentive RSUs Award $0 +264 +0.79% $0.000000 33,609 02 Dec 2024 Class A Common Stock 264 $0.000000 Direct F2, F7
transaction MC 2023 Incentive RSUs Award $0 +254 +0.79% $0.000000 32,318 02 Dec 2024 Class A Common Stock 254 $0.000000 Direct F2, F8
transaction MC 2023 Incentive RSUs Options Exercise $0 +1,356 +4.6% $0.000000 30,962 03 Dec 2024 Class A Common Stock 1,356 $0.000000 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F3 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F8 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F9 The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.