Eric Cantor - Dec 2, 2024 Form 4 Insider Report for Moelis & Co (MC)

Role
Vice Chairman, MD, Director
Signature
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor
Stock symbol
MC
Transactions as of
Dec 2, 2024
Transactions value $
-$102,777
Form type
4
Date filed
12/4/2024, 09:01 PM
Previous filing
Oct 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MC Class A Common Stock Options Exercise +1.36K +0.69% 199K Dec 3, 2024 Direct F1
transaction MC Class A Common Stock Tax liability -$103K -1.36K -0.68% $75.81 197K Dec 3, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MC 2019 Incentive RSUs Granted in 2019 (Quarterly Awards) Award $0 +6.88 +0.79% $0.00 876 Dec 2, 2024 Class A Common Stock 6.88 $0.00 Direct F2, F3
transaction MC 2019 Incentive RSUs Award $0 +80.9 +0.79% $0.00 10.3K Dec 2, 2024 Class A Common Stock 80.9 $0.00 Direct F2, F4
transaction MC 2020 Incentive RSUs Award $0 +112 +0.79% $0.00 14.2K Dec 2, 2024 Class A Common Stock 112 $0.00 Direct F2, F5
transaction MC 2021 Incentive RSUs Award $0 +158 +0.79% $0.00 20.1K Dec 2, 2024 Class A Common Stock 158 $0.00 Direct F2, F6
transaction MC 2022 Incentive RSUs Award $0 +264 +0.79% $0.00 33.6K Dec 2, 2024 Class A Common Stock 264 $0.00 Direct F2, F7
transaction MC 2023 Incentive RSUs Award $0 +254 +0.79% $0.00 32.3K Dec 2, 2024 Class A Common Stock 254 $0.00 Direct F2, F8
transaction MC 2023 Incentive RSUs Options Exercise $0 +1.36K +4.58% $0.00 31K Dec 3, 2024 Class A Common Stock 1.36K $0.00 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.
F2 Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
F3 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.
F4 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F5 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F6 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F7 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F8 Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
F9 The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.