Eric Cantor - 02 Dec 2024 Form 4 Insider Report for Moelis & Co (MC)

Reporting relationship: Vice Chairman, MD, Director
Issuer ticker: MC
Reported as of: 02 Dec 2024
Net transaction value: -$102,777
SEC form: 4
Accepted by SEC: 04 Dec 2024, 21:01:37 UTC
Prior SEC filing: 25 Oct 2024
Next SEC filing: 06 Feb 2025
Source filing: View source filing
Reporting owner signature: /s/ Osamu Watanabe as attorney-in-fact for Eric Cantor

Key filing fact

Eric Cantor filed Form 4 for Moelis & Co (MC) on 04 Dec 2024.

Key facts

This page summarizes Eric Cantor's Form 4 filing for Moelis & Co (MC).
9 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 04 Dec 2024, 21:01.

Change

Previous filing in this sequence was filed on 25 Oct 2024.
Current net transaction value: -$102,777.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

MC transaction

Class A Common Stock

Options Exercise

Transaction value
Shares: +1,356
Change %: +0.69%
Price
Shares after: 198,589
Date: 03 Dec 2024
Ownership: Direct
Footnotes: F1

MC transaction

Class A Common Stock

Tax liability

Transaction value: $102,777
Shares: -1,356
Change %: -0.68%
Price: $75.81
Shares after: 197,233
Date: 03 Dec 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

MC transaction Derivative

2019 Incentive RSUs Granted in 2019 (Quarterly Awards)

Award

Transaction value: $0
Shares: +7
Change %: +0.79%
Price: $0.000000
Shares after: 876
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 7
Exercise price: $0.000000
Footnotes: F2, F3

MC transaction Derivative

2019 Incentive RSUs

Award

Transaction value: $0
Shares: +81
Change %: +0.79%
Price: $0.000000
Shares after: 10,300
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 81
Exercise price: $0.000000
Footnotes: F2, F4

MC transaction Derivative

2020 Incentive RSUs

Award

Transaction value: $0
Shares: +112
Change %: +0.79%
Price: $0.000000
Shares after: 14,210
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 112
Exercise price: $0.000000
Footnotes: F2, F5

MC transaction Derivative

2021 Incentive RSUs

Award

Transaction value: $0
Shares: +158
Change %: +0.79%
Price: $0.000000
Shares after: 20,098
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 158
Exercise price: $0.000000
Footnotes: F2, F6

MC transaction Derivative

2022 Incentive RSUs

Award

Transaction value: $0
Shares: +264
Change %: +0.79%
Price: $0.000000
Shares after: 33,609
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 264
Exercise price: $0.000000
Footnotes: F2, F7

MC transaction Derivative

2023 Incentive RSUs

Award

Transaction value: $0
Shares: +254
Change %: +0.79%
Price: $0.000000
Shares after: 32,318
Date: 02 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 254
Exercise price: $0.000000
Footnotes: F2, F8

MC transaction Derivative

2023 Incentive RSUs

Options Exercise

Transaction value: $0
Shares: +1,356
Change %: +4.6%
Price: $0.000000
Shares after: 30,962
Date: 03 Dec 2024
Ownership: Direct
Underlying class: Class A Common Stock
Underlying amount: 1,356
Exercise price: $0.000000
Footnotes: F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Shares of Class A common Stock were acquired in order to settle the tax obligation due as a result of the Retirement Eligibility policy of the Company.

Footnote F2

Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

Footnote F3

RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued quarterly in 2019 as follows: 6.88 RSUs were issued as dividend equivalents on holder's unvested underlying RSUs issued on December 31, 2019. In all cases, the dividend equivalent RSUs will vest concurrently with the vesting of the respective unvested underlying RSUs.

Footnote F4

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2020 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F5

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 19, 2021 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F6

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F7

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F8

Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

Footnote F9

The RSUs were settled for Class A common stock on Decmber 3, 2024 in order to satisfy tax obligations.