210 Capital, LLC - Nov 29, 2024 Form 4 Insider Report for P10, Inc. (PX)

Signature
/s/C. Clark Webb, as Attorney-in-Fact for the Reporting Persons
Stock symbol
PX
Transactions as of
Nov 29, 2024
Transactions value $
-$13,907,759
Form type
4
Date filed
12/3/2024, 07:37 PM
Previous filing
Nov 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PX Class A Common Stock Sale -$2.47M -175K -8.75% $14.14 1.83M Nov 29, 2024 See Footnote F1, F2, F3, F4, F5
transaction PX Class A Common Stock Sale -$6.01M -425K -23.29% $14.14 1.4M Dec 2, 2024 See Footnote F1, F2, F3, F5, F6
transaction PX Class A Common Stock Gift $0 -500K -35.71% $0.00 900K Dec 3, 2024 See Footnote F1, F2, F5, F7
transaction PX Class A Common Stock Sale -$5.42M -387K -42.94% $14.03 514K Dec 3, 2024 See Footnote F1, F2, F5, F8
holding PX Class A Common Stock 0 Nov 29, 2024 Direct F1, F2, F9
holding PX Class A Common Stock 0 Nov 29, 2024 Direct F1, F2, F10
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This Form 4 is being filed by: (i) 210 Capital, LLC ("210 Capital"), in its capacity as the sole member of 210/P10 Acquisition Partners, LLC, the direct holder of shares of Class B Common Stock ("210/P10"); (ii) Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital; (iii) CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital; (iv) Mr. Webb, individually and in his capacity as sole member of CCW Holdings; (v) RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners; and (vi) Mr. Alpert, individually and in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons").
F2 (Continued from footnote 1) Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
F3 A portion of the shares sold and reported in this transaction may be deemed to be matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, against an inadvertent purchase made on behalf of Mr. Webb of 10,000 shares of Class A common stock that occurred on November 21, 2024 and was previously reported on a Form 4. Mr. Webb has made arrangements with the Issuer to voluntarily disgorge the short swing profits realized by Mr. Webb from the transaction reported herein less the amount of any previous disgorgements paid in connection with prior transactions that may have been matchable against the same purchase.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.065 to $14.285, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F5 These securities are owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each Reporting Person may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.085 to $14.26, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F7 These shares were gifted to a charitable foundation.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.965 to $14.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
F9 These securities are owned directly by Mr. Alpert.
F10 These securities are owned directly by Mr. Webb.

Remarks:

The Reporting Persons may be deemed to be members of group under Section 13 that collectively beneficially owns more than 10% of the Issuer's Common Stock.