David S. Graziosi - Nov 27, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chair, President and CEO, Director
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Nov 27, 2024
Transactions value $
-$961,169
Form type
4
Date filed
12/2/2024, 04:00 PM
Previous filing
Nov 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $81.6K +1.72K +1.02% $47.35 171K Nov 27, 2024 Direct
transaction ALSN Common Stock Sale -$207K -1.72K -1.01% $120.26 169K Nov 27, 2024 Direct F1
transaction ALSN Common Stock Options Exercise $549K +11.6K +6.86% $47.35 180K Nov 29, 2024 Direct
transaction ALSN Common Stock Sale -$1.38M -11.6K -6.42% $119.44 169K Nov 29, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -1.72K -1.54% $0.00 110K Nov 27, 2024 Common Stock 1.72K $47.35 Direct F3
transaction ALSN Dividend Equivalent Rights Award $0 +156 +8.77% $0.00 1.94K Nov 27, 2024 Common Stock 156 Direct F4
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -11.6K -10.53% $0.00 98.5K Nov 29, 2024 Common Stock 11.6K $47.35 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $120.0017 to $120.4900. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ASLN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $119.0800 to $119.7463. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 This option vests in three equal annual installations beginning on February 22, 2024.
F4 The dividend equivalent rights accrued on previously awarded restricted stock units ("RSUs") and vest proportionately with the RSUs to which they relate. Each dividend equivalent right is the economic equivalent of one share of ALSN common stock.