| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HOOD | Class A Common Stock | Sale | -$19.4M | -555K | -13.08% | $34.90 | 3.69M | Nov 22, 2024 | By Trust | F1, F2, F3 |
| transaction | HOOD | Class A Common Stock | Gift | $0 | -81.9K | -0.5% | $0.00 | 16.3M | Nov 22, 2024 | By Funds | F2, F4, F5 |
| holding | HOOD | Class A Common Stock | 20.1K | Nov 22, 2024 | Direct | F6 | |||||
| holding | HOOD | Class A Common Stock | 102K | Nov 22, 2024 | By LLC | F7 |
| Id | Content |
|---|---|
| F1 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.39 to $35.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. |
| F2 | The reported amounts reflect 1,538,311 shares received by the Malka Kleiner Revocable Trust dated July 16, 2012 (the "Malka Trust") and 21,435 shares received by Ribbit Management Company, LLC ("Ribbit Management") in prior distributions-in-kind made in accordance with the exemptions afforded by Rule 16a-13 and Rule 16a-9 of the Securities Exchange Act of 1934, as amended. |
| F3 | Shares held by the Malka Trust, of which the Reporting Person serves as trustee. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| F4 | Represents a bona fide gift of 81,881 shares from Ribbit Management to a donor-advised fund. Following the reported transaction, (i) 6,653,925 shares are held directly by Ribbit Capital II, L.P. ("Fund II") for itself and as nominee for Ribbit Founder Fund II, L.P. ("FF II"), (ii) 1,144,397 shares are held directly by Ribbit Capital III, L.P. ("Fund III") for itself and as nominee for Ribbit Founder Fund III, L.P. ("FF III"), (iii) 6,440,888 shares are held directly by Bullfrog Capital, L.P. ("Bullfrog"), for itself and as nominee for Bullfrog Founder Fund, L.P. ("Bullfrog FF"), (iv) 809,090 shares are held directly by RH Ribbit Opportunity II, LLC ("RH"), (v) 642,339 shares are held directly by RH-D Ribbit Opportunity II, LLC ("RH-D"), (vi) 593,805 shares are held directly by RH-E Ribbit Opportunity II, LLC ("RH-E"), (vii) 7 shares are held directly by RH-N Bullfrog Opportunity, LLC ("RH-N") and (viii) 0 shares are held directly by Ribbit Management. |
| F5 | Ribbit Capital GP II, L.P. ("GP II") is the general partner of Fund II and FF II and the managing member of RH, RH-D, and RH-E, and Ribbit Capital GP II, Ltd. ("UGP II") is the general partner of GP II. Ribbit Capital GP III, L.P. ("GP III") is the general partner of Fund III and FF III, and Ribbit Capital GP III, Ltd. ("UGP III") is the general partner of GP III. Bullfrog Capital GP, L.P. ("BF GP") is the general partner of Bullfrog and Bullfrog FF and the managing member of RH-N, and Bullfrog Capital GP, Ltd. ("BF UGP") is the general partner of BF GP. The Reporting Person is a director of each of UGP II, UGP III, BF UGP and Ribbit Management, and disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| F6 | The Reporting Person is the founder and managing partner of the Ribbit Capital family of funds, and is contractually obligated to transfer and/or remit the proceeds of any sale of shares issued pursuant to stock awards or upon vesting and settlement of restricted stock units ("RSUs") to certain entities affiliated with such funds. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |
| F7 | Shares held by Tibbir Holdings LLC, of which the Reporting Person serves as investment manager. The Reporting Person disclaims beneficial ownership of such shares for purposes of Section 16 except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that such shares are beneficially owned by him for Section 16 or any other purpose. |