Fundamental Global GP, LLC - Nov 22, 2024 Form 4 Insider Report for Fundamental Global Inc. (FGF)

Role
10%+ Owner
Signature
FUNDAMENTAL GLOBAL GP, LLC , /S/ D. KYLE CERMINARA, CHIEF EXECUTIVE OFFICER
Stock symbol
FGF
Transactions as of
Nov 22, 2024
Transactions value $
$91,613
Form type
4
Date filed
11/25/2024, 04:25 PM
Previous filing
Nov 21, 2024
Next filing
Nov 29, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FGF 8.00% Cumulative Preferred Stock, Series A, $25.00 par value Purchase $41.4K +2.27K +3.43% $18.28 68.4K Nov 22, 2024 FG Financial Holdings, LLC F1, F3
transaction FGF 8.00% Cumulative Preferred Stock, Series A, $25.00 par value Purchase $50.2K +2.71K +3.96% $18.50 71.1K Nov 25, 2024 FG Financial Holdings, LLC F2, F3
holding FGF Common Stock 327K Nov 22, 2024 FG Financial Holdings, LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $17.00 to $19.59, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
F2 The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $18.33 to $18.50, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares of the Issuer's common stock purchased at each separate price within the range set forth above.
F3 The partnerships managed by Fundamental Global GP, LLC ("FGGP"), including FG Financial Holdings LLC ("FGFH"), beneficially own in the aggregate 71,131 shares of the Issuer's Preferred Stock and 326,965 shares of the Issuer's common stock. FGGP may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to their positions with FGGP and affiliated entities, Messrs. D. Kyle Cerminara and Joseph H. Moglia may be deemed to be beneficial owners of the securities disclosed as directly owned by FGFH. Each Reporting Person disclaims beneficial ownership of the shares of the Issuer's Preferred Stock and common stock beneficially owned by FGGP except to the extent of his or its pecuniary interest therein.